GH1SLA IN E MAXWELL- OAP F'DC ACCT.
For the Period 611/13 to 6/30/13
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
6/19 Purchase CATERPILLAR INC fa 84.6987 6,098.31 BROKERAGE 72.000 84.719 (6,099.75)
6/24 1.44 SJ LEVINSON & SONS LLC (ID: 149123-10-1)
6/20 Purchase CATERPILLAR INC GI 83.1217 10,057.73 BROKERAGE 121.000 83.142 (10,060.15)
6/25 2.42 JEFFERIES & COMPANY (ID: 149123-10-1)
&20 Purchase CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 78.000 83.031 (6,476.39)
6/25 1.56 MERRILL LYNCH PIERCE FENNER & SMIT
(ID: 149123-10-1)
6/21 Purchase CATERPILLAR INC O 82.8841 18,90836 BROKERAGE 204.000 82.904 (18,912.44)
6/28 4.08 MORGAN STANLEY & CO. LLC (ID: 149123-10-1)
6/24 Purchase CATERPILLAR INC 42 81.4977 9,046.24 BROKERAGE 111.000 81.518 (9,048.46)
6/27 2.22 UBS SECURITIES LLC (ID: 149123-10-1)
6/25 Purchase CATERPILLAR INC @ 82.3342 6Q10.40 BROKERAGE 73.000 82.354 (6.011.86)
628 1.46 MORGAN STANLEY & CO. LLC 149123-10-11
Total Settled Securities Purchased 065608.571
Trade Date T Pe Per Unit Realized
Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Pending Sales, Maturities, Redemptions
6/26 Sale LOCKHEED MARTIN CORP (ID: 539833-10-9) (52 000) 105.511 5,485.47 (4,940.32) 545.15 S
7/1
6/26 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) (3.000) 105.345 315.97 (285.02) 30.95 S
7/1
6/27 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) (90 000) 107.148 9,641.40 (8,550.54) 1,090.88 S
7/2
J.P.Morgan Page 13 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049948
Chase
CONFIDENTIAL SDNY_GM_00319146
EFTA01522413