GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 6/1/13 to 6/30/13
Trade Date Type Per Unit Rotated
Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Pending Sales, Maturities, Redemptions
6/27 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) (24.000) 106.962 2,566.57 (2,280.15) 286.42 S
7/2
6/28 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) (138.000) 108.196 14,928.06 (11,956.80) 1,812.45 L
7/3 1,158.81 S
Total Pending Sales, Maturities, Redemptions $32.937.47 ($28.012.83) 83,112.19 S
$1,812.46 L
Trade Date Per Unit
Est. Settle Date Type Description Quantity Amount Market Cost
Pending Securities Purchased
6/26 Purchase CATERPILLAR INC (ID: 149123-10-I) 69.000 82.239 (5,675.90)
7/1
6/27 Purchase CATERPILLAR INC (ID: 149123-10-1) 141.000 82.931 (11,696.12)
7/2
6/27 Purchase CATERPILLAR INC (ID: 149123-10-1) 7.000 82.905 (580.48)
7/2
6/28 Purchase CATERPILLAR INC (ID: 149123-10-1) 169.000 82.754 (13,98822)
7/3
Total Pending Securities Purchased (831.941.42)
JP Morgan Page 14 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049949
Chase
CONFIDENTIAL SDNY_GM_00319147
EFTA01522414