EFTA01597399

085 Financial Services Inc Private Wealth Management 4tUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2020 0070069260770120 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-26913 Friendly account name: Mont I-Lsclge Fund Account number: Y l 45172 S5 Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Questions about your statement? Call you Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on December 31 (3) on January 31 (3) account 029045172. Your assets 4,659,124.12 4,723,707.09 Visit our website: Your liabilities 0.00 0.00 www ubs corn/ financialservices Value of your account $4,659,124.12 $4,723,707.09 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth wtvw.annuakreditreport.com. Tracking the value of your account during l020 WAR of your mount TI-*Lnands at year end 2019 34,699,12412 Your investment return: 4,659.1 4,723.7 Chance in market value 164,582.97 Value of your account on Jan 31.2020 14.723.707.09 1,000.0 Dec iOr Dec 1019 Ian 1020 SDNY GM 00009732 Member SIPC CW70310006926077 NP7000223318 03004 0120 031952383 Y145172550 C000C0 Page 1 of 6 CONFIDENTIAL EFTA01597399 MONTPELIER TRUST UBS Resource Management Account 3dilwry 2020 Account name: Friendly account name: Mont Hedge Fund Account number: Yt 45172 55 Your Fi modal Advisor: SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 (s) your account A cash and money balances 0.01 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% A C Equities 0.00 0.00% D Frxed income 0.00 0 00% E Non-traditional 4,72 3,707.08 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,723,707.09 100.00% Value of your account $4,723,707.09 Eye on the markets Percentage change Index January 2020 Year to date SEP 500 -0.04% -0.O4% Russell 3000 411% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% C1•20010005926028 NP7000223310 00004 0120 031952303 Yi 45172550009ffitif_GM_0000912No 2 of 6 CONFIDENTIAL EFTA01597400 Resource Management Account Account name: MONTPELIER TRUST Your Nnandal Advisor: Friendly account name:Mont Hedge Fund *UBS January 2020 Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Change in the value of your account January 2020 (I) Year to date 04 Opening account value 34,659,124.12 $4,659,124.12 Change in market value 64,582.97 64,582.7 Closing account value $4,723,707.09 34,723,707.09 Summary of gains and losses Ydues reported teicw exclude products for which grins and losses are not dassiied. Realized gains and losses unrealized January 2020 (I) Year to date (3) gains and losses (4) Long term 0.00 0.00 344,812 01 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Adwsor or Branch Manager. You can find a full description of the alternative investment objectives in important Anformation about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009734 ChP7001C006926079 NRACO223318 00034 0120 031952383 1114.5172550 CCO000 Page 3 of 6 CONFIDENTIAL EFTA01597401 *UBS Your notes CWNVC006926043 NIVE02233, COM, O12003I95fl$3rt AS, TAO LOW,%yGm0000,71jye 4 of 6 CONFIDENTIAL EFTA01597402 Account name: MONTPELIER TRUST Resource Management Account Your Finandal Advisor: *UBS January 2020 Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Your assets Sane prices, income and current values shorn may be approkosale. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document for more Information. Cash Cash and money balances Opening balenCe CIOSing balenCe Pact per share Average CwidenClIntereSt Days in Hcid no on Ian 1 (1) on Ian 31 (1) on Ian 31 (1) rate period period Cash 0.01 0.01 Non-traditional Private polity funds, Hedge funds, and Other invesvnents are held in your U8S Financia Services Inc. (UBS Estimate of value suppled by issuers of certain pogra-ns (which are generally 'net asset value' estimates) FS) brokerage account The positions reported below reflect the records of the issuers. and UBS FSIoes rot are shown as' issuer est value per unit' For Private equity funds, 'Est value pet unit' is a value updated g.ialantee the accuracy of the informaton. The value ShOwn is not necessarily the value you would recewe quarterly, based on the Net Asset Value C NAY') in the fund as of the date spedlied adjusted by addng fran the issuer if you sold the assets. Funds actively sold by UBS FS are subject toongoing due artist captal cans and subtracting dstributions since the NAY date The NAV is primarily based on esti-nated although the level performed may vary. A closed fund may be subject to no angst ng chkgence. A fund that part folio values provided by the un&rlying fund sponsor. These two values may vary because of differences you purr based elsewhere may never hate been subiect to UBS FS dirge nce. allhough 1185 FS may receive a in the way they were estimated and because the • Third party est. value del urn• may have been prepared fee from the fund's mans" which may constitute a maiodly of the managementrincenlive fee. Please on the basis of financial unforrrsal on other than yearend. Repcxted estimates may not reflect resale, contact your hnanoa Advisor with Questions • Est value per unit' is an estimate of value stcplied by an liquidation or repurchase vat*, if any, and may rot reflect OSt Obut ons of cap4d until the next valuation is inclepend!nt valuation firm and reflects adjustments for lac tors such as the kquldty of the units. reported, genera& on an annual or sem-annual basis See important mtosmatton about gout statement at the end of the staement. Hedge funds Purchase puce/ Nurrber Average pice Client Cost Price per that Value on unrealized flal) trirestment Holdrg Had ng of shares per share (S) investment (1) basn (1) on Ian 31 (5) tan 31 (5) gain or Ion (1) return (5) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 12/392019 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1 000 1,695,747 00 145,747.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 12/3112019 Trade date: Jan I, 19 82255.00 82,755.00 1.000 89,396.00 6,641.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 12/31/2019 Trade date. Dec 18, 18 1,750,000.00 1,750,00000 1 000 1,882,14200 132,142.00 LT continued next page SDNY GM 00009736 Ch,P7001C005926081 NP70CO22331800C04 0120 031952383 Y1:5172550000000 Page S of 6 CONFIDENTIAL EFTA01597403 Account name: MONTPEUER TRUST UBS Resource Management Account January 2020 Friendly account name: Mont Hedge Fund Account number VI 45172 55 Your finaadd Advisor. SCOTT STACKMANLYLE CASRIEL Your assets Non-traditional Hedge funds (continued) Purchase price' Number Average price Client Cost Price per that Value on unrealized Gal Irwestrrent elddrog Hddng of shares per share (I) innstmenl (5) basis (3) on Ian 31 (1) Ian 31 (1) in or loss (1) return (S) pedal GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 12131119 Trade date: Jan 28, 19 2.005220 496773 996,140.07 996,140.07 526.836 1,056,422.08 60.282.01 60282.01 LT Total $4.378.895.07 $4,378,895.07 $4,723,707.08 $344,812.01 $60.282.01 Your total assets Percentage d Cost Blimated Unrealized Value on Jan 31 (5) your account basis (5) annual income (1) gin or loss ($) Cash Cash and money balances 0.01 0.01 Nontraditional Hedge funds 4723,707.08 100.00% 4,378,895.07 344,812.01 Total $4.723,707.09 100.00% $4,378,895.08 $344,812.01 CW70010006926082 NP7000223318 00004 0120 0319523R3 vlassi 72550 00/gbilPF_GM_000097Pigge 6 of 6 End of statement for account number YI 45172 55 CONFIDENTIAL EFTA01597404 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009738 CONFIDENTIAL EFTA01597405 Important information about your statement (continued) Yin assets — Fa certain wales trading in nonconforming • Est (estimated) income, Current yields and rate. - We receive COMpeaal kit fromLes Bat USA, LBS Your statement tamers seasites and other assets held denenhatelty are ad Cle* Pace value may An emelt of area home is toed on current AG Stanford Brach ad non-affiliated bras in the accent a the end of the st*ement period. You have been adjusted to facilitate proper valuation. dividend and nterers rates. assuming the securities will through our cash sweep progams. The may ask for delient of fulbr paid securities at ay time. To obtain current quotations, when nettle. contact be held foe at year from statement date or rail compensation may be per aacunt fee a You may receive acuities used as loan col*** after your Faurci.l Advisee. maturity. The estimate a only a 9ukfelent Matey may be a percentage of average daik depose piryng any balance due on them. Any securities and continued income are not guaranteed balances. transferred to to Fin.&rig the statement period are • Private invertrnenu and suucraired product. — Estimated rata mane and current yield for listed at market value as of the end of the statement Private imestrient securities (robdrg Oren certain types of mashes could include a retail of Activity period. Partkaratian Orogen and real elate etainerrt trust airePal a repeal gains in Mich case the est. Wonnation regarding commission and other charges • Cost bane. In deterinning the cost basis of the senarkes) and struceured products are goner* Mg* income (and current yiekg would be overstated. incurred n COrrottt 'XI with the elocution of trades, securities included in this statement where in6c ated Ai:pa Celli, SfruCtiadprOluds Kee not been — Estimated anal name and current yield and the including option transactions has been iridudedon with the number • 1,• UBS Fin/viol Series has relied registered wets the Securken and Eochans actual hare and yield Mgt* be lower a higher confirmation previously furnished to you and will be on information obtained from Steel other than LES Cormission or under ay state securities laws. We than the estrnated amounts. provided to you prOnalY on rerst. Financial Strikes, musing Oloonslion from another provide estimated values for prince inveltient — An estimate, of arnualired income (dividend ardor Ire or that you mar haw li dded to yea Financial wastes and *unwed products for reammional interest) derided by the current marks Short selling Advisor. The Filth does not indeperdenfi verily a pu-wuscr9. Accuracy is not guaranteed. vateraverage balance is based on the last dividend if you am engaged n short selling a sena*, you may garanwe the away a validity of ay kilometers — 'we vales may dil erste ially Iran prices, or owe* payment made by the issuer and incur a charm de to reran borrowing costs fa that provided by metes other dun LES Fironcial Services. any, at whch a prate nvesanent assumes the sectsiiiesideposts will be hell for or. prticuLysecLrky. h ackleico, although LES Financial SenMes genera* structured product maybe bougst a so aid do year from the statement date a unta maturity. sextet's this reamatico as it is received, the Fern not recessmbi Wean the vs you may testae Accuracy and calmed yield are not garanteed. Open orders does riot peek any assurances hat the isforenation upon liquidation. Regarding open of pood.iScancelkd • ceders that titer -Cost basis' and 'Unrealeed gadloss' is — Thad party vitiates d vale are as of a certain • Assets not held by UPS Financial Services. Certan were not armored by the statement dale, open buy and accurst as of the date of this statement. As such, date ad are supplied to UBSFina-oial Sakes on a assets are not held by the Fin. ad not withn the sea stop orders we reduced by the moult of chiderds Nesse do not rely on this formation so Mae roger basis by an inclemndart valuation firm Tim's possession or carol. These assets are or notes an an te. &adonis or errionis date wren purchase a sale decisions latar purposes a — Issuer, general panne( or sponsor' estimated vales, displayed on your statement for rdormational inducted otherwise by you. You we response?* for otherwise. Accounts transferred to the fin, rew if any, are applied to the Firm by the issuer, purposes only. Positions and vales presented are orders that are executed the to ma laikre to cancel relent girlies% Hamm On only for the period of general prier or sponsor and may be calaated provided by tie issurg fem. UBS f roncial Services is eating open cadet tine they are her the FM. More historical based on different information from that used by not respaeble for this irecernatico at does not infornatico can be added by your Financial Advisor. third parties to derive their esimased values. guarantee its accuracy. Tense assets are not protected Privaq • Unturned geinsiloeses. When data is avaftle, — You can obtain additional itarnation regard'rg by SIP( or the f ens supplemernal Sat coverage. To obtain a copy of as current Cern Prelacy ebtke, estimated sneaked gardlosses n calculated fer the melholologr used to determine the estimate of please contact yrs Financial Adviser or visit as rebut ndividal security lots. The transaction data for yak, and the date of tie inlamalko that is the • R•WerVal sharing and additional compensation. at iswveues ratatrarvocare ndivicbal lots may or mar not reflect canmesirm, basis for the estimate by contactigyour Financial ▪ h *Union to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bark. The RMA. Business charges ardor soc‘rity sectarian:to rents. Adaor. ...retied in connect co assay, the distress:ors of mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and sySternaliC — Third party estimated values may be reflected as funds to our clients we India* as affiLate receive *counts which provide access to balking sakes and oscl-ust et re each combined to display orw 'ear priced' in sewn! iituatere: *shin al reverse sharing pitmen, from disdbutors anchor products ihtugh mangements with affiliated banks averaged lot. fi e 'Trade date' columnpresents the intupev,dast valuation fent has not supplied a is advisors of the rasa, fads that we sell These and other thidpany banks, arid pinkie' access to aiginel transaction wade date. unable to assign a value when we Leta.* aware amounts are based on two different correpcinents: ld issuance and arm* products issued by unaffiliated • Callable ..ankles Bonds and preferred shod that that a material event he ',tuned that may call a the amount of sales by Uf3S of mutual eidparty 'wax* tonwnies trout insurance the issuer can for embr redemption wilt selected presirrnreported vale nio question, or when a fad famity to our clients and GO the asset value of a agency absidiaries of UBS Financial Services Inc. impart:ilk by lot from among at wanes of that yak* woad be highly speculative due to denature patine, mutual tad larnilys shares held at the — twestnwnt, irsurana, and milky products: esse held aloof hare a nnative nun. for err of the security. him. — Not FCC inswed • No bank guarantee. May lose vale dents Call feature nfarnation is obtained from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive net...akin ard — tents. Resource Management Account Business patties and es accuracy is not garameed. Other call estimated value nor a thedperty *stowed yaks. is =Maas processing lees in consideration for transfer Service Account BSA, IRMA and nternatiorul Resorts feakres may exist Mitch mold affect yield; complete provided, the vase of the security wit be ddierees agent services that we provide to the natal funds. Management Account are registered service marks of information wit be provided upon request from its ;utast Cake These fees generals are paid Iran :tenor assets es LEG Financial Stevie; Inc • Price/value. Pekes displayed fa secretes and other — 'De nteent to date' may ti lde rekrn of the natal lard and are a fired dollar amours based — VISA isa registered trademark owned by Visa products maybe higher a lower than** peke that cape*, income ix both on the number of aco:ums at the broker -dealer International Service Association and used war you would actually eons* m the market. Prices Me — 'Orkin* unit size' represents the anal offering holding naual tuts ol tut fund lenity. kens.. The LBS Visa teed. cads and the LBS visa obtained from various thief party sources which we Peke per nit at mat not reflen your cost basis - h addition to commissions received in correction debit cads re issued by L65 Bat USA with believe to be relable, tut we do not gLiararew the — DPP and imbued REfr seuires re not lipid on a with the sale or dierbuton of tenuity convects and memissen from Visa U.S.A. tic equated. All othei accuracy. national securities exchange, and are generally istit investment trust tines to oss- dins, we anda trademarks, registered trademarks, sense maks at — We genera/ use the tang price Mien available or illiquid and even i they can be sold, the price as If ante receive evert* Sharing renpernation registered service marks are of their respective the men of the bid and ask prices for listed received may be less don the per share estimated horn may of the insurance companies isiderwritrig corripanef. securities and options achy bid prices fa OTC value voided li the account statement. the a-nuity contracts, athletes of the nuance seosias. companies or sponsors a the una nvestment hunt LBS Fauncial Services Iris. Rev. 201010 — Less actively traded securities maybe priced using a • Restricted securities. Restricted securities generally we diarbute. vakuton model a the most recent aka wo are not currently elgbk for pubic sale LOS F haricot - h addition to commission received from the damned and may not reflect an actual market price Services uses the market ace of the tensioned stock parches. and sale of ehartSI a es Krick we odor or or value. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — <erten positions may appear withal a price and restricted stock for purposes of (AU stermenronly. To payment frays *afire distaxeon, as vale as will show a make was not mailable' if we are he extent that restricted sectriles are eligble for sal, faking for technology development, training and unable to detain *price for a security. the vats received may be substantially less than the education. — Deposits or secretes denominated h currencies mimed vat* sheen. - Our affiliates also receive wading commissions at other thanU.S. dotes are reflected a the exchange other compensation from mutual funds ad Marne rate a of the statement date. companies whose prolacts We StriOute. SDNY_GM_00009739 CONFIDENTIAL EFTA01597406 085 Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 February 2020 0070068199070220 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont l-bdge Fund Account number: `I 1 45172 SS Your 15 nancial Advisor. SCOTT STACr. MAN/LYLE CASRIEL Questions about your statement/ Call your Rnancial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on January 31(5) on February 28 (5) account 029045172. Your assets 4,723,707.09 4,732,037.76 Visit our website: Your liabilities 0.00 0.00 www ubs cam/ financiakervices Value of your account $4,723,707.09 $4,732,037.76 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your xcount S Tho.u;ards at year end 2019 54,699,124,12 Your investment return: 4,659.1 4,723.7 4,732.0 Change in _ ".00•00001000.0.049 market value 372,913.64 Value of your account on Feb 28, 2020 14,732,037.76 1000 0 Dec 2018 Dec 2019 Jan 2020 Feb 2020 SDNY GM 00009740 Member SIPC CW70310006819937 MOO:0214722 00004 0220 031952383 Y145172550 000300 Page 1 of 6 CONFIDENTIAL EFTA01597407 sUBS Resource Management Account February 2020 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: YI 45172 55 Your Financial Advisor: SCOTT STACK MANTYLE CASRIEL 2 Your account balance sheet Summary of your assets Value on Percentage of February 28(1) you' account A Cash and money balances 0.01 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% A C Equines 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 4,732,037.75 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,732,037.76 100.00% Value of your account $4,732,037.76 Eye on the markets Percentage change Index February 2020 Year to date S&P 500 -8.23% -8.27% Russell 3000 -8.19% -8.29% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1 52% CRP70010005819938 NrA300214722 0000I 0220 031952383 Y1 451 72550 oaigati_GM_00009749Sle 2 of 6 CONFIDENTIAL EFTA01597408 Resource Management Account Account name: MONTPELIER TRUST Your Anada Advisor: *DUBS February 2020 Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Change in the value of your account February 2020 (1) Year to date (1) Opening account value $4,723,707.09 $4,659,124.12 Change in market value 8,330.67 72,913.64 Closing account value $4,732,037.76 $4,732,037.76 Summary of gains and losses values reported below exclude products for which gains and losses are not dassiied. Realized gains and losses unrealized February 2020 (1) Year to date (S) gains and losses(1) Long term 0.00 0.00 353,142.68 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Adwsor of Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009742 C1, 70013005819909 Nr00O214722 00034 0220 031952383 Y145172550030300 Page 3 of 6 CONFIDENTIAL EFTA01597409 *UBS Your notes C. , 00.0.99 , 0 , ..12.MC00.01,003 , 952383 , ./2.0,,,, G. °op.., 0 of G CONFIDENTIAL EFTA01597410 <S UBS Account name: MONTPELIER TRUST Resource Management Account Your Nnandal Advisor: Friendly account name: Mont Hedge Fund SCOTT STACKMANLYLE CASR1EL February 2020 Account number: vl 45172 55 Your assets Sone prices, income and current varies shorn, may be approximate As a result. gains and losses may not be accurately reflected. See important information about your statement a the end Of tNs documem for more informat on. Cash Cash and money balances Opering balance Closing bdeSICe PEe per share Average Doidend interest Days rs Hddng on Feb I (I) on Feb 28 (1) on Feb 28 (1) rate period period Cash 0.01 0.01 Non-traditional Private equity funds, Hedge funds, and Other investments are held in your U8S Financia Services Inc. (UBS Estimate of value suppled by issuers of certain programs (stlich are wne rally 'net asset vaue' estimates) FS) brokerage account The positions reported below reflect the records of the issuers. and UBS FS does rot are shown as issuer est velue per unit' for Private equity funds, 'Est value per unit' is a value updated 9..ialantee the accuracy O1 the infonnaton. me value shown is nal necessarily the value you would receive quarterly, based on the Net ASSet Value (' NAV') in the fund as of the date spedriect adjusted by oozing fran the issuer if you 'dot th? assets. Funds actively sold by UBS FS are subject to ongoing due dBpence, coital calls and subtracting dstributions since the NAY date The NAV is primarily based on estenaled dthough the level performed may vary. A dosed fund may be subject to no ongoing diligence. A fund that portfolio yaws provided by the uncerlying fund sponsor. These two values may vary because of differences you purchased elsewhere may never have been sucked to UBS FS oligence. allhough UBS FS may receive a in the way they were estimated and because the ' Third party est value per unit• may have been prepared fee fromthe fund's manager, whc h may constitute a majority of the rnanagemenvincentive fee. Please on the basis of financial iMonnatron other than yearend. Reported estimates may not reflect resale, Contact your A nano a Advisor with question • ER value per unit' is an eslimae of vane sscolled by an liquidation or repurchase value, if any, and may rot reflect OStnbutions of (meal snail the next valuation is indepenCent valuation firm and reflects adjustments for 18O0fS such as the liquidity of the no's. reported, de nerdy on an annul or semiannual basis See important mtarmanco about yaw statement at the end of thsaaement. Hedge funds PultlOte pricer Nurrber Average price Client Cost Price per share Value on unrealized Ciao) inrestment Hddng Hddng of shares per share (1) intestment (S) basis (S) on Feb 28 (S) Feb 28 a) gain or 101/ (1) return (1) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 93112020 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1 000 1,700,400 00 150,400.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROK ERAGE CLASS I3 NO 1131/2020 Trade date: Jan 1, 19 82,755.00 82,755.00 1.000 89,623.00 6,868.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 1131/2020 Trade date. Dec 18, 18 1,750,000.00 1,750,00000 I 000 I ,896,870 00 136,870.00 LT Contented neAt page SDNY GM 00009744 ChP7001C00581991 I NFX0214722 COON 0220 031952383 111 45172s50 0x000 Page S of 6 CONFIDENTIAL EFTA01597411 Account name: MONTPELIER TRUST UBS Resource Management Account February 2020 Friendly account name: Mont Hedge Fund Account number. Y1 45172 S5 Your Pi mended Adelson SCOTT STACK MAPILYLE CASRIEL Your assets . Non-traditional . Hedge funds (continued) Nachos* once Number Averaw price Client Cost Price per share Value on Unrealized 0a4 Irwestrrent Hddrg Hddng of shares psi than ($) imvstrnent (5) bask (s) on Feb ?B($) Feb 28 (5) coin or lost (S) *turn (5) puled GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A A/001/31/20 Trade date: Jan 28,19 2.005220 496773 996,140.07 996,140.07 526.199 1,055,144.75 59.00468 59.004.68 LT Total 54378295.07 34,378,895.07 34,732,037.75 3353,142.68 359,004.68 Your total assets Percentage al Cost Eli:rated Unrealized 'Farman Feb 28(S) your iCCOUllt basis (S) annual irrccrne (S) gin or loss ($) Cash Cash and money balances 0.01 0.01 Non-traditional Hedge funds 4732,037.75 100.00% 4,378,895.07 353,142.68 Total $4,732,037.76 100.00% $4,378,895.08 $353,142.68 C W20010306819912 NP70002I4722 00004 0220 0319523g3 1145'72550 CC9gYAIY_GM_000091941 6 of 6 End of statement for account number VI 45172 55 CONFIDENTIAL EFTA01597412 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A ful copy of the polio; eating is available income or reams and may not keep pace wdn Services), a a mutter of all principal storey, covirnacky sent you the fist statement on which the nor or upon wit. inflater. andWires excha-ges UBS Manual Services and UBS pobtem appeared. • Moderate: Wiling to accept sane risk to principal and Bark USA are i -direct absklaies of 1185 AG and — Provide your name ad accoun number nry. Nether the SIPC protection nor the suoplememal tolerate some volatlity to se* higher returns affiliates of LEG Searkes U.C. The Firm's financial — Dewbete Oita or IS Wander you re inure protection appal to: • Aggressive: Willing to accept high risk to primeval and statement is available Won request. The Firm's execute* about, ad eaplin as clearly as you can why you • Certain financial assets controlled by (and ext.:led in hit,KIM, to Seek highrelines over tine offices are at: believe h is an error or why you need more you- account realist held away from UBSFintercist • Monotone fryibliey Coraidernen: If selected. a information. Services for example certain (0 insurance prodacts portion of the donor* for that asunt may include UBS Marxist Strokes Sex. — Provide the dolls. amount of the suspected error. inducing variable aauites. and OD shares of mutual corrplex strategies, united liquidly and germ 1200 Hats Boulevard funds registered in the name of the axon holder on voleirky. Weehawken NI 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agerrJ; and will tarot wry error promptly for atoned errors • hvesunmt contracts or rwestment Swot W.g., Statement "householdince This statement represents the onbr officialrecord of you reviving UBS Vaaedebe cad transactions. 4 we take Imbed partnerships and private placements) that are We may consoktate d1tetrad account StateraintS with Les Financial Services account Other records, /wept more than 10 banns days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, cleaning coralkting data should your account for the /mount you think is in errs, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joint account not be refed moon. Ilyou beleve there ban error or you will have the use of the money during the tine it precious metal contracts), includig futres contracts relationships wth other clients at the same ackkess. ef °motion, please report it immediately in asking to the takes us to complete av rwentigeon. and commodity option contracts, you prefer to receive individual statement mated n Branch Manager of the office serving you account. • Smarties on loan to VW Financial Strokes; and separate envelopes, you !My decline householdrg by Please make all checks payable to the Finn or the • Depose accounts (excel owlif juges of deposit) at ka5 (Ong yes Financial Advisor Altough all lions shown re intended to be accurate, financial onSUILOOrb indicated on the front of this Bak USA, UM AG U.S. branches and banks n the statement data shouldnot be used for tat purposes. Rely statement. In addition to regular account fees, accounts FDIC hsured Deposit Program. Friendly account name sole* on yes-end lac kerns, 6.4., form 1099 1498, may be se.bect to mantenerce feet changes for late We Slit protection and the supplemartal protection do The Friendly account name es a customizable 'to:knave' 10425, no) when preparing your tar return. The Fern is payment for securities purchases and charges fa tread • ot apply to these assets wenifew othewise appear chosen by you to assist you with your recordkeepig. requited by law to report to the IRS all taxable thiclords. amounts n cash accosts. Accounts that are transferred on you statements. The SiC prOliCtian and the Ns no legal effect on your account, is not intended to reartabb ma-taxable dividends and taxable Serest to other nstautOnS may be subject to a translw fee. erredm secaties held n yotr octant net proceeds supplemental protection do not protect again changes reflect any strategy, product recommendation. n the market value of you invert/Ms (whether as a inestment objective a risk pro/le associated with your on sale turoadons, and corn basis on crun cowered UtS Sweep Options result of market movement mean bankruptcy a accounts and a not a promise a garnet that we*, seasilies UBS otters options for sweepng cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irt.Itriliglts involve the risk of loss, ex Lang the risk of Ccenmunications with the Firm banks and money maker moral finds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. Toucan change your • Neese re-col-Ann any oral cornrrunicaticets n writing Deposit accounts at IBS Bann USA and non-affiated Th. price rationed it an average price. You may obtain Friend& secant names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviser. On/en/wee contacting your Financial Advisor. under the Securities Mesta Protection Act *SA). Program are FDIC-inured in accordance with FDIC rubs. shies are purchased under DRIP; pallid shares will be • I the &linoirl iwaution on the top lett of the front Fa net idanratior please vial awnv.fde.ese. Deposit std rd the cash will be deposited in you account. We Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reiwestment price supplied by the issuer may • Value of Oaf awoundporttafid Net of assets and Financial Services orris your account a clearing Money funds we not re-red by the FDK. differ from the mark* price at which the partial shares liabilities tn:ker by arrangement wt the indicated reasAion are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Met you Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes restricted security (est), and Global Time Deposes opened this !Can. In this case your fads awl Cadvin4eu Account Protector below. trrealized mats to market and certain assets riot held secuites are located at UBS Financial Services and rot On& whole unis maybe held in you account. F you are by the faro. Does not include unpiced securities( assets the nrookxrg broker, rd you must make a report MOS to a panial vat as a result of a dividend payment as the end of the priar and 0.intit statement paw ls. a of wry error a mason to both frms. Upon you acmes, balances in the bark deposes may be or otherwise, the Firm will ether sell patiel ranks at private investments, invested stock option and • As descrbed n the account na re...coots. youmust wackarm ad shares of a Money Find may be market pice or accept an anoint determined by a liardated, and the proceeds returned to you or you wierciubb stock options. noddyus of any *liars or fraud involving checks registered clearing agency, and credit you accost • Liable's Melees debit balances, cumandrg margin reflected on your statement with:" 30days after it was secuites account. mailed a made mutable. WM. Credit lie, short accent balances hither neomycin about available sweep options, Inveslanent objection • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or rkuries to the the Sestrnert objectives and risk profile are speak to cash betakes, plus deposit balances at affiliated and Film's Client Relations Department at 201.352.1699 roludng current interest rates and yields, a avelable* each account and may ray between you- accuses. wwwas comes...Nay:Ms, hom you Fnncal Advises • orvallikated hanks, aid money market MAW fUld a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please sense the FilbprOrray ih amino of arty a by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writig to 1.85 significant change in your financial situation or financial Services erx.. Client Relations Department, Nori•CorrroOdry free credit balances in yos account are investment objectives. Foe each account held. You not segegwed from other balances and to Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose ate of the following investment objectives: The Firm is a member of the Securcies hest.* Protection use any rid these funds in the ordirtay cone of its • All statements shall be deemed cow*e and atom • Produce Current Income- Investments seeking the bins those finds are payable upon your demand. 4 not objected to nulling within 60 days. Corporation (sro, which protects securaies erosionen generation ce income only. of is northern up to 1500,000 (nduding 1250.000 for Thes total is ircladed in the anent period closing value. • For TIT services: Cal 844412-0986 or from outside dams for cash) baslanatory brochure makable upon • Achieve Capital Appreciation: hvestrnents seeing the US CO201-332.1495 growth of woo Oatrather than the generation of Lending information • le ase of errors or cuestas about an electrak request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular income. For detailed iicrmation an the Fm's legeng practices fads transfer (U1), bill payment or UM Visa* debit • Produce Combination ofIncome and Capital and disclosures, refer to your Client Rolsoonshp card transactions, cal 800-2621000 or write to UBS capacity. The Firm, together will certaM artiates,has also Appreciation Investments seekirg both the generation Agreement or Account Agwrnent and the General F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. of income and growth of principal. Tams and Conditions Les Statement of Credit Practices weeharAcon. NI 07086, Atm: RIANEGA Serva4. pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under available nAgmements and0ath:cues a this protection a SSOOmillian as of Detente( 10, 2019. Overall risk profiles zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think yas • ConsewaM'e. Seeks to nunta'n ntial prixpul, with statement a recta 6 vra-g or a you need more Salmi to the potty conditions and lineations, cash a information about a transfer on the statement a the Fern et further protected For up to 519 million in the low Sc and volatiry to We account overall, even if wept. The lam or Card Issue (as appkable) must aggregate for all your accounts held in a partnaar that men the account does not generate signifier* SDNY_GM_00009746 CONFIDENTIAL EFTA01597413 Important information about your statement (continued) Yam assets — For certain sectsiies trading in non-conforming • Est (estimated) income, anent yields and rates. — Our affiliates also receive trading CiaTtniSSiOrKand Vow statement ermines securities and other assets held densamnehons, price and quantity (lace rake) may An a:Smarr of snot exam is bawd on staren other compensation from mutual funds and Murano* in the accant a the end of the sinners period. You have been adjusted to facilitate proper valuation. drsidrid and nterest rates, assuming the securities will companies whose products we &Ifbute. may ask for delivery of fully pad seonties at any the. To obtain current quotations, when 4,412>k. contact be held for cre yea from statement date or until - We receive oxrcemaiion from vas Berk USA UM You may receive weenies used as loan cobtoal alter your hunch Advil«. matvy. This *agnate is only a guidekne; accuracy AO Stan(*id Branch and twirl dieted bras pining any balance due on them. Ary securities and continued income are not guaranteed. through our cash sweeP1207~. This transferred to the fern during the statement period are • Private inverrnenu end ~awed products. — Estimated taut *come wed care« yield for angensatim may he per accoune fee a listed at market value as of the end of the statement Private rivesVnerd securites (ixbdeng drect certain types of stashes could include a rename of may be a percentage of average daily deposit perfid. POTtiCkarias Program and real estate investment tat Principal a capital gains in which case the est. balsas. • Cost best. lu detennning the cost basis of the securers) and steamed products are genera/ay hgtry income (aid can yieto would be overstated. securities included in this statement where indicated &cud Certain structuredproducts have not been — Estimated a-nual income and current yield and the Activity wit the nurrbo UBS F narcial Sorkin has rebid registered wah the Securities and Exchange actual inctme and yield milts be lower a higher Irritation regarding cornmeal:re and Mhos Marrs on information obtained Irons sources oter than LES Commission or under ary state securities laws. We than the estimated amounts. (loured in «resection with the execution of trades, financial Strokes, eckxling blonnalion from another provide estimated values for prince imminent — An *sterns of a-nualized *come (dividend arda includng colion transactions has been included on Ism or that you may have«aided to you Fnancial monies and structured products for attinaliceral interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Finn does not indeperdoey nerdy a ordy. Acaracy is not guaranteed. valoaraverage balance is based on the last dividend provided to you~lb' on ~ garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. = vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor or merest payment made by the issuer and Short setting Is ormmes e deposes will be held for ore ackliion, although LESS Financial Strikes genera* structured product maybe bouisl or sold and do year from the statement date or unto maturity. If you ae engaged en short ailing a security. you may gmlates this reformation as it is received, the fem n°1necessary normers the va you may receive Accuracy and corned yield are not guaranteed. bout a charge due to anan barowng costs fa that does rot provide ay assurarces tat the idormation upon liquidation, palicula sienrity. under -Cost bases rd 'Unrealced gadloss' is — Thrd party estimbes of value are as of a certain • Assets not held by UNFinredd Services. Cenan accurate as of the date of this stammers. As such, date and are supplied to UBSFnaxial Sentes ona assets are nor held by the Fin, and not within the Open orders please do not rely on this information to make rears basis by an independent valuation firm lams possession or control. Then assets are Regarding open or socodlitcancellee ceders that purchase a sale decisions, for tar purposes « — Bluer, general partner as spot« estimated vetoes, displayed on you statement foe reformational were not execaed by the summers dar open buy and Mlles wir. Accounts transferred to the finn may if sib are ~lied to fie Firnber the issuer, purposes only. Positions and vales presented se sea stop ceders se reduced by the mount of driedends ref tot gardloss information only for the period of general partner or sponsor arid may be tabulated provided by te isung UBS f nancial Services is or right on an ex.dnAlerit or ex-rights date unless tine they se held x the Fim. More historical based on different information from tat used by not respatiale for this iretarnaton aid does not instructed otherwise by you. You ae responsble for information can be added by your Financial Advisor. third panes to derive *air etiolated yaks,. guarantee ils accuracy. Thew assets are not protected orders that ate executed cis to yaw lekte to cancel • Uesealited gainsileases. When data is available, — You can etuin additional information regarding by SIPC or the fists sablernemal 51K coverage. sating q:en atlas. Sinned sneaked gandlosses re calculated for the melhodobigy used to determine the estimate of rdividal security lots. The transaction data for value and the date of tie information that is the • Ravarara sharing and additional compensation. Privacy individual bh may or mynt reflect canmisstres. basis for the estimate by contactigyour Financial - h ~ice to a:amiss:3ns on sales and 12b.l fees To obtain a copy of ox anent Client Privacy Notice, mages aria security norganintion ewers. Adios. roared n connect on rah the destitution of mutual please taxan sir Francis/ Advisor a mest as Mini% Dividend and other ?investment lots and systematic — Third party estimated values may bereflected as funds co as clients we ardor or atfiLate receive at "wive obs COAVDeiViCV004CV. purchase lois re each combined to display one 'Not priced' in several situations: when an revere. tang~ern frees disobuton sidor — 1.85 Financial Stryker is rot a bark. The RMA, Business averaged lot. The 'Trade date' coknin presents the • dent valuation lam has not supplied a is advisors of the maul funds that we sell These Services Account BSA and IRMA are brokerage original transaction trade date. unable to assign a value when we become aware amounts se based on two drferem correpoents: CO scans which provide access to barking senates aid • Callable markless Bonds and peelerred stock that that a material cant has occvrod that may call a the amen of sales by LES of a partoular enamel pedals IMaxjt arrangements with affiliated banks the issuer calls for eery redemption wilt selected peennusy reported val.* into question, a when a fund famity X. our clients; and G0 the and vabe of a and other Ihrdparty barks, and provides access to impanialy by lot from among al ware« of that value, would be highly spoulatme the to the nature particular mutual fund family, shares held at the insurance and annety goduns issued by unaffiliated ass* held in our none a in nominee name for ar of the security. fern. thirdparty insurance companies trout instance clients. Call feature information is obtaned from third — When nester an issuer, general partner or sponsor - We and our affiliate also receive networking and seem subsidiaries of UMFinancial Services tt. parties and es accuracy is not guaranteed. Odon all estertatod value nor a Owl-party estimated value is cmnbus pransrg fees n consideration la transfer — hvesvnent, ruin*, ad arnuey predicts: features may east which could affect yield; complete ponied, the vale of the searity wal be Mere« eager* services that we provide to the mutual furds. — Not FDIC insured • No bark guarantee. May lose vale information will be provided upon request from as purchase Prins Rion fees antra* am paid from investor asset in — IMA. Resat« Management Account Dulness • Priem/value. Prkesdeplayed la securities and other — tiarbutons to date' May «ludo rerun of the mutualfad and ere a feud dollar amount based Services Account BSA, IRMA and international Resource prod ects maybe higher or lower than** price that capital, income or both on the number of amounts at the broker-dealer Management Account re registered service mats of you would actually receive in the market. Prims re — • Orgnal unit site represent the ntial offering holding ~seal funds of tatInd Insy. LBS tumid Services INC obtained from various third party sources whit we Vice per unit ad may not reften your cot basis - h acKtion to commissions received inc.:motion — YTS/Size registered tedemalc owned by Vila believe to be reliable, an we do not guarantee thee — DPP and unlisted RUT securities are rot listed on a with the sale or distrbuton of airway tontratt and htematianal Service Association and used under accuracy. national securities ndunge and are generally unit rnestrnent trust snes to our diet, we ancla keno. The LES Via Creistl cads and the LES Visa — We genera/ use he eking price when anibbk a illiquid and even i they can be sold. the price at affiliate receive untrue sharing compensation debit cads se issued by LBS Bark USA with he mean of the bd and ask prices fa listed tamed may be less tun the per spire estmaled from nay of the monoe companies underwriting permission from Via U.S.A. Incorpraled. All other securities td options «coy bid prices for OTC value prodded in the scours statement. the a-nuity contracts, af illates o: the Maxim oedemata, registered trademarks, serrke mats ad securities. companies or spontan of he unit enestmers trusts registered service marks se of their respective — Less activeytrackd securities maybe priced using a • Restricted securities. Restricted secuties generate)/ we dimbute. ~pines. what«. model a the most recent peke we are not ansently elgbk fas pubk sale LOS Financial - h eclInka to commissions received from the obtaned and may not reflect an actual market price Services uses the market price of the urresOcted stod purchase and sale of NextShares lundk we ardor our UN financial Services Inc Rev. 202002 ale. of the same issuer as an imputed value fa the affiliate receive an asset-based revenue sharing — Certan potions may appear *Mae a price and restricted stock for purposes of this statement only. To payment from ~Shares databulors, as wed as will tow aspeke was not available if we are he extent that restricted securities are ebgbk for sate funding for technology development trainig ad unable to obtain a price for a security. the vats received may be substantially less than the education. — Deposits a securities cknomiuted n currencies maned value shorn. other than U.S. dollars re reflected at the excharge rate as of the statement date. SDNY_GM_00009747 CONFIDENTIAL EFTA01597414 U85 Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 March 2020 0.7008C091850320X134Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCCLENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2698 Friendly account name: Mont Ft.dge Fund Account number: Y 1 45172 SS Your Sartorial Advisor. SCOTT STACKMAN/LYLECASRIEL Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, on February 28 (1) on March 31 (3) account 02%45172. Your assets 4,732,037.76 4,7C6,646. 33 Iftsit our website: Your liabilities 0.00 0.00 www.tabs.com/financialseiwes Value of your account $4,732,037.76 $4,706,646.33 Items for your attention e Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth vvw.annuakreditreport.com. Tracking the value of your account during l020 Value of your account 7hc usards at year end 2019 14,699,12412 Net deposits and 4.6591 4,732.0 4,706 6 withdrawals -$001 Ycur inwstment ream: Change in market value $47,522.22 1,000.0 eri vells..................a Value of your account on Mar 31, 2020 5470664633 Dec ?Ora Dec %19 Feb 7020 mar %20 SDNY GM 00009748 Member SIPC Cra7COM008009185 NPR:10032850703004 LEGO 031952383 Y145172550 101100 Page 1 of 6 CONFIDENTIAL EFTA01597415 Resource Management Account Account name: MONTPEUER TRUST Your Mmodel Advisor. *UBS March 2020 Friendly account name:Mont Hedge Fund Account number Y1 45172 55 Karr STACKMANLYLECASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 3119) your account A Lasli drid money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Foxed income 0.00 0 00% E Non-traditional 4,706,646.33 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets ¶4,706,646.33 100.00% Value of your account $4,706,646.33 Eye on the markets Percentage change Index March 2020 Year to date SW 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index -0.59% 3.15% Interest rates on March 31, 2020 3-month Treasury bills: 0.10% One-month LIBOR: 0.99% C1,70010000C09166NP7000326507 00001 0320 031952363 Y145172550 lo bfikreGmcocog74*fie 2 of 6 CONFIDENTIAL EFTA01597416 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Nnandal Advisor: Friendly account name:Mont Hedge Fund SCOTT STACK MANLYLE CASRIEL March 2020 Account number: Y1 45172 55 Change in the value of your account Your investment objectives: March 2020 (1) Year to date LS) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, ix wish tochange them, please contact your Opening account value $4,732,037.76 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this Withdrawals and fees, document. including investments transferred out -0.01 -0.01 Your return objective: Capital appreciation Change in market value -25,391.42 47,522.22 Your risk profile: Closing account value 54,706,646.33 $4,706,646.33 Primary - Aggressive Investment eligibility consideration - None selected Summary of gains and losses vaues reported below exclude products for which grins and losses are not classified. Your account instructions Realized gains and losses • Your account cost basis default closing method is FIFO, First In, First Out. Unrealized March 2020(3) Year to date (5) gains and losses(S) Long term 0 00 0.00 327,751 26 Cash activity summary See Account KW* this month tor &fa is. &lances in your Sweep options are inducted in the opening and dosing balances value. FDIC insurance adobes to deposits at u85 sank usA and in banks particIpahrq In the UBS F DK Insured Deposit krogam. It does not ary to deposits al U85 AG. Stamford Branch. SIPC protection agrees to money market sweep turd holdings but not bank deposits. seeimporrant inlormacon obOut your 'firemen, on the lint two pages d this document for ckitals. March 2020 (1) Year to date (1) Opening balances $0.01 $0.01 Subtractions Other funds debited -0.01 -0.01 Total subtractions -$0.01 -$0.01 Net cash flow -$0.01 -$0.01 Closing balances $0.00 $0.00 SDNY GM 00009750 CW7001(O08009187 NF7000328507 000:a 0320 031952383 Yl 45172550 101100 Page 3 of 6 CONFIDENTIAL EFTA01597417 *ilF1S Your notes Of4,00,0O04.4,43,4, 0.3,66OrOOO. 0310.f .2343,, 4, "TS. 'Ott., G. ao°097.• 4 of 6 CONFIDENTIAL EFTA01597418 Resource Management Account Account name: MONTPELIER TRUST Your Finandal Advisor: *UBS March 2020 Friendly account name: Mont Hedge Fund Account number. Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and cutrent values shown may be approximate. As a result. gains and losses may not be accurately reflected. See important mformation about your statement a the end te this document for more information Cash Cash and money balances gxring bales1Ce Closing balance Pace per share Average CfrodenClIntereSt Days in Hddng on Mat 1 (S) on Mar 31 (S) cc Mat 31 (1) rate period period Cash 001 0.(')0 Non-traditional Privae cosily funds, Hedge funds, and Other investments are held in your U8S Fa-Lancia Services Inc. CUBS Estimate of value suppled by issuers of certain progra-ne (which are generally 'net asset value' estimates) FS) bioltrage account The positions reported Iselcav reflect the records of the issuers. and U85 F5loes rot are shown as issuer est value per unit' For Private egilty funds, 'Est value per unit' is a value updated guarantee the accuracy of the iriormahOn. The *Jut shown is not necessarily the value you would receive quarterly, based on the Net ASSet Value (' NAV') in the fund as of the date spedRed adjusted by addrig fron ihe issuer if you sad the assets. Funds actively sold by UBS FS ate subject to oncring due dfigenct capital calls and subtracting dstdbutions since the NAY date The NAV is primarily based on estimated although the level performed may vary. A dosed fund may be subject to no ongong dkgence. A fundthat part fold vanes provided by the uncerlying fund sponsor. These two values may vary because of differences you puic based elsewhere may never have been sutiect to UBS FS dirgenee. although UBS FS may receive a in the way they were esemaled and because the ' Third party est value per unit* may have been prepared fee from the fund's manage., whch may ccmtitute a majority of the managemenvincenlive fee. Please on the basis of financidinfonnation other than year.end. Reported eshmates may not reflect resde, Contact your Finanoa Advisor with questions • ER value per wit' is an estimate of vane st(Plted be an liquidation or repurchase value, if any, and may not reflect Ost M100 ons of (meal until the next valuatOn is incepenotnt valuation firm and reflects adjustments for factors such as the squictty of the units. reported, general& on an annual or sent annual basis see important finfarmanon about pan statement at the end of ten staement. Hedge funds Purchase price/ Number Average price Client Cost Price per shale Value on Unrealired dad inrestment Holdrig Had ng of shares per share (S) investment (5) basis (S) cn Mar 31 (5) Mar 31 (I) gain or lOSS (1) return (S) period ALPHAKEYS MILLENNIUM FUND LLC BROX ERAGE CLASS A NO 21292020 Trade date: Nov 24, 15 1,550,000.00 1,550,00000 1.000 1 ,7C6,326.00 156,326.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO21292020 Trade date: Jan I, 19 82,755.00 82,755.00 LOCO 89,935.00 7,180.00 LT ALPHAKEYS MILLENNIUM FD II 11.0 CLASS B NO 2/2942020 Trade date Dec 18, 18 1,750,000.00 1,750,00000 1.000 I ,893,434.00 143,434.00 Li continued next page SDNY GM 00009752 CeB7001COOBC09189 NP2X0328507 00034 0320 03795238311145172550 101100 Page S of 6 CONFIDENTIAL EFTA01597419 Resource Management Account Account name: MONTPEUER TRUST Your Ilimodel Advisor. *UBS March 2020 Friendly account name:Mont Hedge Fund Account number Y1 45172 S5 SCOTT STACKMa/LYLE CASRIEL VIIPILWWWIWIMPFRIO Your assets Non-traditional Hedge funds (continued) Purchase pixel Number Average price Client Cost Price per shae Value on Unrealized Rad Irrrestrrent Hotting Hddng of shares per shale (s) investment (I) basis ($) on Mar 31 (1) Mat 31 (S) gain otioss (S) return (S) pedal GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 02/29/20 Trade date: Jan 28, 19 2.005220 496.773 996,140.07 996,140.07 507.152 1,016,951.33 20,811.26 20,811.26 LT Total 54.378,695.07 $4,378,895.07 $4,706,646.33 $327,751.26 920.811.26 Your total assets Percentage ce Cost alienated Unrealized Value on Mar 31 (S) your racoon' bash (I) annual I ncant (S) gen or loss (5) Non-traditional Hedge funds 4,706,646.33 100.00% 4.378,895.07 327,751.26 Total $4,706,64633 100.00% $4,378,895.07 $327,751.26 Account activity this month The descriptions for dstnbution transactions induded in this section ale provided by the plan ristrator or plan trustee. UBS Financial Services Inc. does not Independently verify a guarantee the accutacy or veltrity of ttis information. Date Acthity Description amount (5) Other funds debited Marti Transfer TO YI 45170 3200 -0.01 Total other funds debited .$0.01 C W20010008009190 NPe300328502 00004 CO20 031952383 Y145172550 tOotiy_Ghtoccogylive 6 of 6 End of statement for account number Y1 45172 55 CONFIDENTIAL EFTA01597420 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial hear from youno later than 60 days after the Firm capacity. A ful copy of the polio; eating is available income or reams and may not keep pace wdn Services), a a mutter of all principal storey, covirnacky sent you the fist statement on which the nor or upon wit. inflater. andWires excha-ges UBS Manual Services and UBS pobtem appeared. • Moderate: Wiling to accept sane risk to principal and Bark USA are i -direct absklaies of 1185 AG and — Provide your name ad accoun number nry. Nether the SIPC protection nor the suoplememal tolerate some volatlity to se* higher returns affiliates of LEG Searkes U.C. The Firm's financial — Dewbete Oita or IS Wander you re inure protection appal to: • Aggressive: Willing to accept high risk to primeval and statement is available Won request. The Firm's execute* about, ad eaplin as clearly as you can why you • Certain financial assets controlled by (and ext.:led in hit,KIM, to Seek highrelines over tine offices are at: believe h is an error or why you need more you- account realist held away from UBSFintercist • Monotone fryibliey Coraidernen: If selected. a information. Services for example certain (0 insurance prodacts portion of the donor* for that asunt may include UBS Marxist Strokes Sex. — Provide the dolls. amount of the suspected error. inducing variable aauites. and OD shares of mutual corrplex strategies, united liquidly and germ 1200 Hats Boulevard funds registered in the name of the axon holder on voleirky. Weehawken NI 07086 The Firma Cad Issuer will investigate your complaint the books of the issuer a transfer agerrJ; and will tarot wry error promptly for atoned errors • hvesunmt contracts or rwestment Swot W.g., Statement "householdince This statement represents the onbr officialrecord of you reviving UBS Vaaedebe cad transactions. 4 we take Imbed partnerships and private placements) that are We may consoktate d1tetrad account StateraintS with Les Financial Services account Other records, /wept more than 10 banns days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same e.g. because official tat documents, cleaning coralkting data should your account for the /mount you think is in errs, so that • Commodities contracts (e.g., foreign exchange and they have owners who also maintain joint account not be refed moon. Ilyou beleve there ban error or you will have the use of the money during the tine it precious metal contracts), includig futres contracts relationships wth other clients at the same ackkess. ef °motion, please report it immediately in asking to the takes us to complete av rwentigeon. and commodity option contracts, you prefer to receive individual statement mated n Branch Manager of the office serving you account. • Smarties on loan to VW Financial Strokes; and separate envelopes, you !My decline householdrg by Please make all checks payable to the Finn or the • Depose accounts (excel owlif juges of deposit) at ka5 (Ong yes Financial Advisor Altough all lions shown re intended to be accurate, financial onSUILOOrb indicated on the front of this Bak USA, UM AG U.S. branches and banks n the statement data shouldnot be used for tat purposes. Rely statement. In addition to regular account fees, accounts FDIC hsured Deposit Program. Friendly account name sole* on yes-end lac kerns, 6.4., form 1099 1498, may be se.bect to mantenerce feet changes for late We Slit protection and the supplemartal protection do The Friendly account name es a customizable 'to:knave' 10425, no) when preparing your tar return. The Fern is payment for securities purchases and charges fa tread • ot apply to these assets wenifew othewise appear chosen by you to assist you with your recordkeepig. requited by law to report to the IRS all taxable thiclords. amounts n cash accosts. Accounts that are transferred on you statements. The SiC prOliCtian and the Ns no legal effect on your account, is not intended to reartabb ma-taxable dividends and taxable Serest to other nstautOnS may be subject to a translw fee. erredm secaties held n yotr octant net proceeds supplemental protection do not protect again changes reflect any strategy, product recommendation. n the market value of you invert/Ms (whether as a inestment objective a risk pro/le associated with your on sale turoadons, and corn basis on crun cowered UtS Sweep Options result of market movement mean bankruptcy a accounts and a not a promise a garnet that we*, seasilies UBS otters options for sweepng cash balances to bark otherwise). or any financial results. can or willbe achieved. All deposit accounts at nernaHauted banks and *Mated irt.Itriliglts involve the risk of loss, ex Lang the risk of Ccenmunications with the Firm banks and money maker moral finds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. Toucan change your • Neese re-col-Ann any oral cornrrunicaticets n writing Deposit accounts at IBS Bann USA and non-affiated Th. price rationed it an average price. You may obtain Friend& secant names through Online Services or by to further protect your rights, including your rights banks panic:pang ruhe UBS FDIC-ensued Deposit the actual price from you Financial Adviser. On/en/wee contacting your Financial Advisor. under the Securities Mesta Protection Act *SA). Program are FDIC-inured in accordance with FDIC rubs. shies are purchased under DRIP; pallid shares will be • I the &linoirl iwaution on the top lett of the front Fa net idanratior please vial awnv.fde.ese. Deposit std rd the cash will be deposited in you account. We Account overview of this statement isnot Les Financial Services. llIS accounts at UBS AG Stamford Branch and shares of dividend reiwestment price supplied by the issuer may • Value of Oaf awoundporttafid Net of assets and Financial Services orris your account a clearing Money funds we not re-red by the FDK. differ from the mark* price at which the partial shares liabilities tn:ker by arrangement wt the indicated reasAion are sold. • Assets Includes available cash balances, vakes for We Wormed you of this relationshb Met you Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes restricted security (est), and Global Time Deposes opened this !Can. In this case your fads awl Cadvin4eu Account Protector below. trrealized mats to market and certain assets riot held secuites are located at UBS Financial Services and rot On& whole unis maybe held in you account. F you are by the faro. Does not include unpiced securities( assets the nrookxrg broker, rd you must make a report MOS to a panial vat as a result of a dividend payment as the end of the priar and 0.intit statement paw ls. a of wry error a mason to both frms. Upon you acmes, balances in the bark deposes may be or otherwise, the Firm will ether sell patiel ranks at private investments, invested stock option and • As descrbed n the account na re...coots. youmust wackarm ad shares of a Money Find may be market pice or accept an anoint determined by a liardated, and the proceeds returned to you or you wierciubb stock options. noddyus of any *liars or fraud involving checks registered clearing agency, and credit you accost • Liable's Melees debit balances, cumandrg margin reflected on your statement with:" 30days after it was secuites account. mailed a made mutable. WM. Credit lie, short accent balances hither neomycin about available sweep options, Inveslanent objection • Cashmoney balances Total 01 uninvested available • Please direct customer carolers or rkuries to the the Sestrnert objectives and risk profile are speak to cash betakes, plus deposit balances at affiliated and Film's Client Relations Department at 201.352.1699 roludng current interest rates and yields, a avelable* each account and may ray between you- accuses. wwwas comes...Nay:Ms, hom you Fnncal Advises • orvallikated hanks, aid money market MAW fUld a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M Please sense the FilbprOrray ih amino of arty a by calIng KO-7621000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writig to 1.85 significant change in your financial situation or financial Services erx.. Client Relations Department, Nori•CorrroOdry free credit balances in yos account are investment objectives. Foe each account held. You not segegwed from other balances and to Fern may P.O. Box 766 Union City, M 07087. UN Financial Services account protection choose ate of the following investment objectives: The Firm is a member of the Securcies hest.* Protection use any rid these funds in the ordirtay cone of its • All statements shall be deemed cow*e and atom • Produce Current Income- Investments seeking the bins those finds are payable upon your demand. 4 not objected to nulling within 60 days. Corporation (sro, which protects securaies erosionen generation ce income only. of is northern up to 1500,000 (nduding 1250.000 for Thes total is ircladed in the anent period closing value. • For TIT services: Cal 844412-0986 or from outside dams for cash) baslanatory brochure makable upon • Achieve Capital Appreciation: hvestrnents seeing the US CO201-332.1495 growth of woo Oatrather than the generation of Lending information • le ase of errors or cuestas about an electrak request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular income. For detailed iicrmation an the Fm's legeng practices fads transfer (U1), bill payment or UM Visa* debit • Produce Combination ofIncome and Capital and disclosures, refer to your Client Rolsoonshp card transactions, cal 800-2621000 or write to UBS capacity. The Firm, together will certaM artiates,has also Appreciation Investments seekirg both the generation Agreement or Account Agwrnent and the General F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. of income and growth of principal. Tams and Conditions Les Statement of Credit Practices weeharAcon. NI 07086, Atm: RIANEGA Serva4. pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under available nAgmements and0ath:cues a this protection a SSOOmillian as of Detente( 10, 2019. Overall risk profiles zetsw rib tom,men nfrliwkwgo. Call a write as soon as you can, if you think yas • ConsewaM'e. Seeks to nunta'n ntial prixpul, with statement a recta 6 vra-g or a you need more Salmi to the potty conditions and lineations, cash a information about a transfer on the statement a the Fern et further protected For up to 519 million in the low Sc and volatiry to We account overall, even if wept. The lam or Card Issue (as appkable) must aggregate for all your accounts held in a partnaar that men the account does not generate signifier* SDNY_GM_00009754 CONFIDENTIAL EFTA01597421 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9755 CONFIDENTIAL EFTA01597422 IJBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 April 2020 CNP7006955733 0420 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP BOSTON MA 02210-2698 Friendly account name: Mont l-bidge Fund Account number: rI 45172 SS Your Mnancial Advisor. SCOTT STACK MANILYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on March 31 (S) on April 30 (1) account 029045172. Your assets 4,706,646.33 4,576,966.05 Visit our website: Your liabilities 0.00 0.00 www.ubs.com/linancialservices Value of your account 54,706,646.33 54,576,966.05 Items for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your account Tlic.tnards at year end 2019 14,693,l 24.12 Net deposits and withdraw* -$001 Your invesflnt return: Change in market yaw -122,16806 Value of your account on Apr 30, 2020 $4576.966.05 Dec 2018 Dec 2019 Mar 2020 Apr 2020 SONY GM 00009756 Member SIPC CW70310006955733 NV070217012 00004 0420 031952383 Y145172550 000300 Page 1 of 6 CONFIDENTIAL EFTA01597423 (SUBS Resource Management Account April 2020 Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number Y1 45172 55 Your needed Advisor: SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 30 (1) your account A Lasli arid money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% G Fixed income 0.00 0 00% E Non-traditional 4,576,966.05 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,576,966 05 100.00% Value of your account $4,576,966.05 Eye on the markets Percentage change Index April 2020 Year to date SW 500 12.82% -9.29% Russell 3000 13.24% -10.42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index 1.78% 4.98% Interest rates on April 30, 2020 3-month Treasury bills: 010% Otte-month LIBOR: 0.33% CW700103069%734 NP7000217017 00001 0420 031%2303 Y145172550 C°90illYGM000097INEK 2 of 6 CONFIDENTIAL EFTA01597424 Resource Management Account Account name: MONTPELIER TRUST Your M naadal Advisor: Friendly account name: Mont Hedge Fund *UBS April 2020 Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL IPPPOPPINIIIINAMPOPIPIAM Change in the value of your account Your investment objectives: April 2020 (1) Year to date a) You have identified the following investment objectives for this account If you has* questions about these objectives, disagree with them, or wish tochange them, please contact your Opening account value $4,706,646.33 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full descnption of the alternaove investment objectives in important information about your statement at the end of this Withdrawals and fees, document. including investments transferred out 0.00 -0.01 Your return objective: Capital appreciation Change in market value -129,680.28 -82,158.06 Your risk profile: Closing account value $4,576,966.05 $4,576,966.05 Primary- Aggressive Investment eligibility consideration None selected Summary of gains and losses Vaues reported below exclude products (or which gem and losses are not dassiled Your account instructions Realized gains and losses • Your account cost basis default closing method is FIFO, First In, First Out. Unrealized April 2020 (5) Year to date (3) gains and losses(S) Long term 0.00 0.00 198,070 98 Cash activity summary See ACCOunt activity this month for detals. &dances in your Sweep Opt ores are Induded in ttse Opening and closing balances value. FDIC insurance applies to deposits at UFO Bank USA and al banks pariolpanng In the U8S F DK Insured Deposit Progam. It ekes not apgy to deposes al U8S AG. gaorod Branch AK protection apoes to money market sweep fund hgdings but rot bank deposits See Important information etrout your 'firemen, on the Iasi two pages cl this cicc we'll for catais. April 2020(1) Year to date (l) Opening balances $0.00 $0.01 Subtractions Other funds debited 0.00 -0V Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 SDNY GM 00009758 04110310006955735 nIF23CO2I 7012 00004 0420 031952383 YI e.51 72550 CCC000 Page 3 of 6 CONFIDENTIAL EFTA01597425 *td-ls Your notes 000.74.• 4 of 6 CONFIDENTIAL EFTA01597426 Account name: MONTPELIER TRUST Resource Management Account Your M sandal Advisor: *UBS April 2020 Friendly account name: Mont Hedge Fund Account number: Yl 45172 55 SCOTT STACK MANLYLE CASRIEL Your assets scare prices, income and current vdues shown may be marinemate. es a stink gains and losses ma; not be accurately reflected. See Important information aborn your statement a the end of this 0:cumem for nue informal on. Non-traditional Private ecnity funds, Hedge funds, and Other investrnems are held in your u8S Financial Se feces (UBS Estimates Cl value supplied by issuers of rectaln cograms (which se generally 'no asset value estimates) FS) brokerage account. The positions reported below reflect the meads of the issuers, and U8S FS does rot are shown a 'issuer est. vim per unit'. for Private equity funck, 'Est. value per wit' is a value updated gJarantee the accuracy of the Information. The value shown is not necessarily the value you would receive quantity, based on the Net Asset Value (' NAV') in the fund a of the date specified adjusted by ailing from the issuer d you sdd the assets. Funds &0nly scid ty UBS FS ate subject to oncyang due dligence, recital calls aid subtracting 0 stributons since tne NAV date. The NAY is primarily based on est:noted although the revel performed may vary. A dated fund may be 'UAW to no ongcing diligence. A fund that pontraro varies provided by the undedying fund spcmor. These two values may vary because d differences you purchased elsentere may never have been sutyect to UBS FS diligence, although u8S FS may receive a in the way they were estimated and because the 'Third party est. value per unit' may have been prepared fee hem the funds manager, wNch may cashlute a majority of the managemenVIncenlive lee. Fleas. on the basis of financial int onnell on other than year.end. Reported estimates may not renal resale, contact your Fnancia Advisor with questions. • est value per wit' is an estimate of value supplied by an fequidation or repurchase value, if any, and may rot reflect dst ributions of sapid until the next valuation is independent valuation firm and reflects adjustments for fa tort such a the fiquidty of the units. reported, generely on an annual or seeri.annual basis See rmporrant information about your statement at the end of this stamen. Hedge funds Purchase pad Number Allege nice Client Cost Price per share value on unrealized 0a4 imestment tacking Hddng of shams per shin 10 Investment (5) basis ($) on APE 30(0 Apr 30(1) gain Cle IOSS ($) return (S) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 3f3 112020 Trade date: Nov 24, 15 1,550,000.00 1,550,000.00 1.000 1,702,548.00 152,548.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS NO 3B112020 Trade date: Jan 1, 19 82,755.00 82,755.00 1.000 89,735.00 6,980.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 313112020 Trade date: Dec 18. 18 1,750,000.00 1,750,000.00 1.000 1,889,228.00 139,228.00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 03131/20 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 996,140.07 446.562 895,455.05 -100,685.02 • I C0,685.02 LT Total 54.378,895.07 $e78,895.07 54$76.966.05 8198,070.98 4100.685.02 SDNY GM 00009760 CW70010306955737 NP7000217012 000040420031952383Y145172550000000 Page 5 of 6 CONFIDENTIAL EFTA01597427 MONTPEUER TRUST UBS Resource Management Account Account name: Your Pi needed Advisor: Friendly account name:Mont Hedge Fund SCOTT STACK MANLYLE CA SPIEL April 2020 Account number Y1 45172 S5 /4148PISIMIMPWWWW0 Your assets (continued) Your total assets Percentage d Cost Estimated Unrealized Value on Apr 30(0 your account basis (s) annual intern? (5) 9an or loss ($) Non-traditional Hedge funds 0,576,966.05 100.00% 0.378,895.07 198,070.98 Total $4,576,966.05 100.00% $4,378,895.07 $198,070.98 C 4100100069557313 NP70002I70I 200004 04 20 031952363\9 45172$5000WAY_GM_00009*Ige 6 of 6 End of statement for account number Y1 45172 55 CONFIDENTIAL EFTA01597428 Important information about your statement UE6 Financial Services he. (the Firma UBS Financial hear from yOuna later than 60 days after the Firm capacity. A fug copy of the polio; acedirg is available income or (earns and myna teen pace vet Services), is a minter of all prixipal unity, convixday sent you the fist statement on *Inch the error or won ralunt. inflation andoptions exchanges UBS Financial Services and UBS probkm mowed. • Moderate: Waling to accept sane risk to princpal and Bark USA are indirect nedwies d LBS AG and — Provide you name and account number (if any). Neither the SIPC protection nor the axplemental tolerate some volatlity to seek higher returns affilaws of LEG Stosnes LLC. 71.*Firnis financial — Dente the error or the Pander you are insure protection apply to: • Aggressive: Wining to octal high risk to pampa' and statemert s available rani request the Firm's execiain about and explain as clearly as you can why you • Certain financial assets controlled by (and entitled in high volatility to seek hipMIUM Over limn offices an at: believe h is snorer or why you needone your account value) art held away from UBS Financial • fnv•Stesent Egibeiry ConaCtiratisn: II selected a infarnatin. Services For exam* certain (0 insigne predsts. portion of the portfolio for that account cry include UBS Cranial Services ex. — Provide the dolly amount of the suspected error. including variable rues. and 6i) shares of meal complex serapes, limited liqudty and germ 1200 Harbor Boulevard funds registered ndw name of the was holder on reeky. Weehawken NJ 07086 the Firm or Cad Issuer will investigate you complaint the books of the Mar a transfer agerA); ad will correct any error promptly For need errors • Investment contracts or vestment Interests (e.g.. Statement "househeldnif This statement represents the ort officialrecord of you innoWng 125 Visacidebd cad transactions 4 we take imbed partnerships and private placements) that are We may cons iodate al related account statements with LBS Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e 9. because official ta•donnents, contaring calPaten; data shoral you secant for the amount you think is in error. so that • Cawnodities contracts (e.g., foreign exchange and they have owners who also maintain join account not be relied taxa. Ilyou believe there is an error or gas will have the use of the moneyaxing the tine it precious metal contracts), °clung fines contracts relatiOnsheaS waft other clients at the same adchns, ef omission, please capon it ineedUtely ii writing to the takes us to complete as inwstgaton. and cannoday °pica contracts, you prefer to receive individual statements marled n Branch Manager of the office serving you account. • Secirities in loan tot/BSF..01CW Smites; and separate envelopes, you rruy decline householdrg by Please mate all checks payable to the Firm or the • Depose accounts keep col auto of &Pond at U3S caring you: Financial Advisor. Alta* all figures shown are intended to be accurate, financial nodular) indicated on the front of this Bank USA, IRS AG U.S. branches and barks n the stement data *auk'not be used for tar purposes. Rely statement. In addition to regular account fees, xcounts FDIC Insured Deposit Program. Friendly account name solt on yearend lax lams, lo o., Form 1099, $498, may be abject to mantenaxe leek charges tor late The 5IK protection and the supplemental protection do TM Friendly account Nine is a customizable in:Marne 10e2S, etc.) when preparing your tar return. the Fern 6 payment for securities purchases and charges fa unpad not apply to these assets even if trey otherwise appear chosen by you to assist you with yaw recordkeming. lt rewired by law to report to the IRS all taxable di iderds. rants n cash account. Account that aro transferred on you elements. the SIK protection oaf the hat no legal effect on your erasure, is not intended to reportable nor -taxable dividends ard wane interest to other nsfautans may be subject to a transter fee. end on secaties had n run octant net proceeds staptemental protection do not protect against changes reflect any strategy, Product rearrimerdation. n the melon yak* of inn investments (whether as a nvestment objective or risk polite associated with yaw on sale transactions, and con basis on omen covered UltS Sweep Options result of market movement issuer bankruptcy or mounts and is not a promise a gaarartee that wealth, seashies, LBS otters options for sweeping cash balances to bark otherwise). or any financial resins. can cc willbe achieved. All deposit accounts at neaffined barks and attained investments involve the risk of lost. ex Ldng the risk of Communications with the Firm barks and money market rrutual knelt (Money hands). Dividend Reinvestment Programs (DRIP) loss of the entie investment. You can change your • pease retorts-on any oral comrrunicaticers in writing Deposit =Cut at Maack USA and nonaffdated The price rented it an average pro. you may obtain Frienly amaze names tIvough Online Sonricet a by to further protect your rghts, including your rgds banks panicipang in the UM FDIC-ensued Deposit the actual price from you Fnarx lel Achim*. Ott v.hole contacting yotr Finarcial Advisor. under the Securities hvestot Protection Act (SSA). Program are FDIC-insured in accordance with FDIC rules. shires are purchased under DRIP; pthial shares will be • Ithefinncia intkution on th• icp Mt oltefrct For more informalOn, please vise wwwfda.g:m. Deposit sold and thee cash wit be deposited in you account. TM Account overview of this statement isnot Les Financial Services, LBS accounts at UBS AG Stamford Branch and shares of dindendreimesement price supplied by the issuer may • Value of sat account/portfolio Net of assets and Financial Services canes yam account as clearing Money Funds are not Paredby the FDIC. der from the market price at which the partial shares liabilities tacker by arrangement wan the edicated re sold. • Assets Includes available cash balances, values for We irdormedyrou of this relationshb Mien you Bak deposits an not protected by 51K. Money Find slums in protected by SIPC See -U85 financial Servkes restricted security (est 1, andGlobal Time POWS, opened this atone. In the taw, your finds and CasltrietrIeu Account Protection' below. Larealized mats to market and certain assets rot held seardies are located at UBS Financial Services and rot Only whole mks maybe held in you account. B you are by the Fim. Does not nag* unpiced securitielassets the I-wedging broker, ad you mast make a ripen 'nada. a partial see an a result of a dividend payment Open your request, balances in the bark deposes may be at the end of the pea and eruct statement mood& or of an, error a aeon 10 both ferns a otherwise, the Firm will either sell panel akin at private investments, invested stod options and • As ckscrbed n the accent agreements, you mat wanzkann, and shares of a Money Fund may be market price a accept an aeon detterrined by a laudatcd, and the proceeds retuned to you or you merciuble stock options. moldy us of any errors or fraud involving checks registered deer.; agency, and credit you. account. • Liable's. Vrelides debit balances, cuntandng margin reflected On )Our statement with:" 30 days after it was seontinaccant mailed a made nibble. loam, treat Info short account balances hither nkrynation about aerobe* sweep options, Investment objective, • Cashratoney balances total of uninvested avalabk • Please direct customer emplanes or intones to the The nwestrnent objectives and risk profile are speed k to cash balances, plus deposit balances at affirmed and Fin's Client Relations Cepartnwa at 201-32-1699 :Nixing current interest rates and yields, 6 avertable a each account and may vary between your accents. www.ubs comswoepekh, from yaw Financial Adviser nonaffiliated banks. and money market mewl had a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M Please as the Firmparlay in taxing of any Cr by baling 800-262-1000. sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to LBS significant change in your financial situation a Financial Serviceable.. Client Relatiorn Department, Non.Corrrrnday free credit balances in yam accord are immanent objectives. For each account held, you not segregated from other balances and the Fan may P.O. Box 766 Union City, hi 07087. UN Financial Services account protection choose one of the following investment objectives: the Finn is a miner of the Secures Investor Protection use any of these fads in the ordinary cane of its • All statement shall be darned carp** and accuse • Produce Current Income- Investments seeking the buns Thaw funds the payable upon your amend not objected to n visiting within 60 days. Corporation (see, oath protects secures custonwn generation of notme only. Ths total is imbded in the anent period closing value. • For TTY services: Cal 844-612-0986 or from outside of is mothers up to 1500,000 (including 1250.000 for clans for cash0 bplanatory brochure available noon • Artier* Capital Appreciation: hvestments sating the US CO 201-3320495 growth of pmt palrather than the generation of Lending information • h case of errors rawest:xis about an ebony* request a at www sato% The SIC asset protection lints appl; to al accosts that you hold in a particuler income. For detaded information on the Finis lending practices fun* transfer (U1), bill payment a UM Visa* debit • Produce Combinaton <diatom* and Capital and disclosures refer to you Chet Relation:hp cad transactions, cal 800.762-1000. or write to UBS capacay. The Firm, together with certan affkates, has also Appreciation: Investments seeking both the generation Agreement of Account Agreement and tine General F runcial Services Pc., 1000 Harbor Bind, 6th floor, of income and growth of princiPst Terris and Conditions LBS Statement of Credit Practices wee/wren M 07086, Ann: RMNSSA Services. weaved supernental insurance. The nuiirrun arrant amain payable to at *lobeclients, colk-ctively under available nAgreemeaas andDisclosures at this protection is SSOO million as of December 10, 2019. Overall risk profilm :theutis ronsurraneldrhermi Call or write as soon at you can, 1 yOu this yaw • Conservative. Seeks to Mantles initial prixpia with statement a nceipt 6 twang a dyrou need more Steed to the policy conditions and l$ .19tions, cash a information tool a transfer on the statement or the Can es luta protected for up *O ill the low cork and rola day to We account overall, even if recent. The Fern or Card Issuer (as appkable) must aggregate for al your acorns held in a patient that mean the account does not generate signifier* SDNY_GM_00009762 CONFIDENTIAL EFTA01597429 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9763 CONFIDENTIAL EFTA01597430 U85 Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 May 2020 CNe70067395450520 Y1 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST U.P BOSTON MA 02210-2698 Friendly account name: Mont Ftidge Fund Account number: Y I 45172 S5 Your Financial Advisor. SCOTT STAC sMACULYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on April 30 (5) on May 29 (5) account 029005172. Your assets 4,576,966.05 4,703,195.71 Visit our website: Your liabilities 0.00 0.00 www.ubs.corn/ financialservices Value of your account $4,576,966.05 $4,703,195.71 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during l020 Value of your x<ount Thcusards at year end 2019 34,699,120,12 Net deposib and 4.659 I 4,577.0 4,703.2 • withdraw,* Your investment return: -$0.01 Change in market value $44,071.60 I000 0 Value of your account on May29, 2020 $4703.19511 Dec 2010 Dec 2019 Apr 2020 May 2020 SDNY GM 00009764 Member SIPC CW70310006739545 Ne7000203131 00004 0520 031952383 Y145172550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597431 Account name: MONTPELIER TRUST Your oimodal Advisor: *URS Resource Management Account Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 SCOTT STAcKMAPRYIS CASRIFI Your account balance sheet Summary of your assets Value on Percentage of May 29 a) your account A Cash and money balances 0.00 0.00% Your current asset allocation • B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0 00% E Non-traditional 4,703,195.71 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 44,703,195.71 100.00% Value of your account $4,703,195.71 Eye on the markets Percentage change Index May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S. Aggregate Bond Index 0.47% 5.47% Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% CW70010006739546 HP7000209131 00004 0570031952383Y1451725S0 00904YGMOOCO9Agie 2 of 6 CONFIDENTIAL EFTA01597432 Resource Management Account Account name: MONTPELIER TRUST Your Anadal Advisor: Friendly account name:Mont Hedge Fund *DUBS May 2020 Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Change in the value of your account Your investment objectives: May 2020 (1) Year to date (1.) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Opening account value $4,576,966.05 $4,659,124.12 Financial Adwsor or Branch Manager. You can find a full descnption of the alternative investment objectives in Important information about your statement at the end of this Withdrawals and fees, document. including investments transferred Out 0.00 -0.01 Your return objective: Capital appreciation Change in market value 126,229.66 44,071.60 Your risk profile: Closing account value $4,703,195.71 $4,703,195.71 Primary • Aggressive Investment eligibility consideration None selected Summary of gains and losses values reponed below exclude products fed which gars and losses are not classified Your account instructions Realized gains and losses • Your account cost basis default closing method is FIFO, Fkst In, First Out. Unrealized May 2020 (1) Year to date (3) gains and losses (I) Long tern 0.00 0.00 324,300 64 Cash activity summary See Account athitythis monthSor decals. Bdances in your Sweep Options are InduCkd in the opening and closinga:lances vane. FDIC insurance appies to deposits at ues Bark USA and an banks panicipanng in the UBS F DK Insured Deposit Procyarn. it ozes not apply to deposers al IRS AG. StawfOid Branch. S1PC protection awes to money rnanti sweep fund nadinos but rot bank deposits seeImportant infamous° about your statement on the Itst two pages cl this document for ckitals. May 2020 (V Year to date (t) Opening balances $0.00 $0.01 Subtractions Other funds debited 0.00 -0.01 Total subtractions $0.00 -$0.01 Net cash flow $0.00 -$0.01 Closing balances $0.00 $0.00 SDNY GM 00009766 0•70011:005739547 Nf7X0209131 00034 0570 031952383 Ylf.5172550 CCC000 Page 3 of 6 CONFIDENTIAL EFTA01597433 *ilF1S Your notes 4 of 6 CONFIDENTIAL EFTA01597434 Resource Management Account Account name: MONTPELIER TRUST Your Nnada, Advisor: Friendly account name:Mont Hedge Fund (*DUBS May 2020 Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL .14 OL I WV WV' -WV J1 1.1V Your assets Sone prKes, income and current values shown may be approximate As a result. gains and losses ttsair not be accurately reflected. See important information about your statement a the end of this occumem fa more information. Non-traditional Private tosity funds, Hedge funds, and Other inwstments are held in your V85 Financial Services Inc. (UBS Estimates of value supped by issuers of certain programs (which are generally 'net asset value• estimates) FS) brokerage account. The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as' issuer est value per unit' For Private ecnity funds, 'Est value per unl' is a value updated glarantet the accuracy of the Information. The value shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value e NAV') in the fund as of the date specified. adjusted by acting iron the issue:if you scidthe assets. Funds &lively sold by UBSFS are subject to °owing due dligence. Capital calls and subtracting dstributions since the NAY date. The NAV is primarily based on estinated Sthough the level performed may vary A dated fund may be tut{ ect to no ongong dfigence. A fund that podft:no values provided by the underlying fund sponsor. These two values may vary because of differences you purchased elsewhere may never hare been suttect to uBS FS dirgene. although trEIS FS may receive a in the way they were estimated and because the ' Third party est. value per sent' may have been prepared lee from the funds manager, whch may constitute a masonry of the managementrincentivefee. Please on the basis of financial information other than year.end. Reputed estimates may not reflect resale, contact your Financial Advisor with questions. ' Eq. value per unit• is an estimate of value supplied by an Gould:lion or repurchase value, if arry, and may not reflect dst dbutions of canal until the next valuation is independent valuation firm and reflects adjustments for factors such as the fiquicity of the units. reported generate on an annual or semi-annual basis See important information abworaour statement at the end of MS statement. Hedge funds Purchase pricer Number Average price Client Cost Price per share Value on unrealized (tar) ingestment Faking Had ng of n otes per share (s) investment (S) basis (3) on May 29 (1) may 29 (g) gain orloss (S) return (S) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 4/302020 Trade date: Nov 24, 15 1,550,000.00 1,550,000.00 1.000 1,751,363.00 201,363.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 4/302020 Trade date: /an I, 19 82,755.00 82,755.00 1.000 92,322.00 9,567.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 4/30/2020 Trade date: Dec 18, 18 1,750,000.00 1,750,000 00 1 000 I $43,442.00 193,442,00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 04(30/20 Trade date: Jan 28, 19 2,005_220 496.773 996,140.07 996,140.07 456.842 916,068 71 -80,071.36 -80,071.36 LT Total $4,378,895.07 $4,378,895.07 50703,195.71 $324300.64 -S80.071.36 SDNY GM 00009768 CftP7001C0057395e9 N1,73002(39131 0000c 0520 031952383 Y1451 72550 COCOCO Page 5 of 6 CONFIDENTIAL EFTA01597435 Account name: MONTPEUER TRUST UBS Resource Management Account May 2020 Friendly account name: Mont Hedge Fund Account number Y1 45172 S5 Your fineedel Advison SCOTT STACKMAI/LYLE CASRIEL Your assets (con timed) Your total assets Percentage d Cost Estimated Unrealized value on May 29(S) your account basis (S) annual income (S) 93n or loss (5) Nontraditional Hedge funds 4703,195.71 100.00% 0,378,895.07 324,300.64 Total $4,703,195.71 100.00% $4,378,895.07 $324,300.64 O,70010006739550 NP7000209131 0000a 0520 0319523R3 Y145172550 000gyfiliy_00_000097tege 6 of 6 End of statement for account number VI 45172 55 CONFIDENTIAL EFTA01597436 Important information about your statement UE6 Financial Services M. (the Firma UBS Financial hear from youM. later than 60 days alter the Fim capacity. A fug copy of the polio; wording is affable income or reams and may not keep pace web Services), e a member of all prixipal wcurity, conirmay tent you the fist statement on which the error or Mon Metellt inflation andoptions exchanges UBS Fhancsal Services ad UBS problem appeaed. • Moderate; Waling tO accept some risk to principal and Bark USA are indirect abskloies of US$ AG and — Provide yaw name rd accost number (if any). Nether to SIPC protection nor the supplemental tolerate some volatiity to seek hgher returns affiliates of LEG Stones U.C. The Finn's financial — Dewar* the error or the transits you re insure protection app to: • Appreaske: Willing to accept Ingti risk to primeval and statement is available idea request. The Fivn's executes* about ad elate." as clearly as you can why you • Certain financial assets controlled by (and ixbded it hilt voatiltrtyy to seek high ghat% Over time Offices are at believe h is an error or why you needmom your account value but held away from UBS Financial • finiestewnt Consideration: If selected, a information. Services. FM example cenain (0 insurance products. portion of the portfolio for that Atom May indocile UBS Finarxial Serve's ax. — Preside the dollar amount of the suspected error. inducfrg variable amides and 60 shares of meat complex strategies, limited liqedty and greater 1200 Hato( Boulevard funds registered nthe name of the account holder on voletiky. Weehawken 07086 The Firm or Card Issuer will investigate you complaint the books of the issuer a transfer agars); and will correct any error promptly For akged anon • Ingstrnml contracts or nest/net Menses (e.g Statement ahouseholdInge This statement represents the onlyofficialrecord of you. nuoling LISS Visa•debe cad transactions. 4 we take minted partnerto and private placements) that are We may consoklate A Mad account statements with LOS Financial Services account Other records, ecept more than 10 business days to do this. we will credit not registered under the Securities Act of 1933; the same address in the same envekpe• e g. because official tor, documents, contanng confliong data should you account for the amount you think is erra, so that • Carenoders contracts (e.g., foreign exchange and they have owners who also maimain joint account rot be retied toot. Ilyou believe there is an ma or you will have the use of the moneydaring the tine it precious metal contracts). includig fibres Centreds relationships wit other clients at the same ackkess. of amnion please report it immediately in wiling to the takes us to complete or '8-megrim. and conmolty option contracts, you prefer to receive ndirdual statements marled n Branch Manager of the office serving your account. • Securities at loan to VW Financial Services; and separate envelopes, you Mydecline househoUrg by Please mate all checks payable to the Fim or the • Depose accounts (except certificates of depose) at ta5 (Ong your Financial Advisor Altough all figres shown are Mended to be accurate, financial nsinuen indicated on the front of this Bank USA, IRS AG U.S. branches and bats in the statement data should not be used for tat purposes. Rey statement. In addition to regular account fees, accounts FDIC Insured Deposit Program. Friendly accord name sob& on reseed lax lawn, 6.o., form 1099, $498, may be select to mantenarce leek charges for late The SIPC protection and the supplemental protection do The Friendly account named a customizable rrtallattle 10425, etc.) whim preparing your tax return. The Fim 6 payment for securities purchases and charges fa unpaid rot ape* to these assets even if they otherwise appear chosen by you to asset you with was recordkeeping. monad by law to report to the IRS all taxable decline* amounts n cash accounts. Accounts that re transferred on you ttalerrienn. The SiC protection and the ha no legal effect on your account, is not Mended to monabb nontaxable dividends and taxable keretl to other nstilutOnt my be subject to a transfer tee. supplemental protection do net protect against changes reflect any strategy, prodact recarmerdation earned on washes held nyou octant net proceeds in the market rata of yaw investments (whether as a imestment objective a re* profile associated with your on sale tunsetcris, and con basis an alien covered MS Sweep Options result of market movement issuer bankruptcy a mounts aid is not a promee a garnet that wealth, secshies UBS oilers options for sweeping cash balrices to bark otherwise). or any linexial results. caner willbe achieved. All deposit accounts at ronallaated banks and affikated investments involve Iv risk of Ion, exkdrig the risk of Communications with the Fine. banks and money maker Motu/Mont (Meng Funds). Dividend Reirrestment Program (DPW) loss of the erilie investment. You can change your • Please recordirrn any oral cornrunkations in writing Deposit accounts at MBank USA arid nonefftoted Ti-,. owe reflected is an average rem You may obtain Friendly room neon through Online Services a by to further protect your eights, including your %MS banks panicipang nth* UBS FDICansved Deposit the actuad price tromps Financial Advisor. Only whole contacting your Finarcial Advisor. inlet the Securities Mesta Protection Act GSA). Program are FIX-insured in accordance with FDIC rules, shares are purchased under DRIP: Pelial shares will be • I the fiancitl Potaution on the icy le4t of the fat For mare informal ent please vist www.fik.car. Deposit red and the cash wit be deposited in year account. The Account overview of this statement isnot LOS Finaxial Sevices. LOS accounts at LOS AG Stamford Branch and shares of drviderdrenvestnent price supplied by the issuer may • Value of tors woonttportiofia Net of assets and Financial Services caries you account as clearing Money Funds we not nwred by the FDIC. deer from the market price at which the partial theses liabia in broker by ailangement web the indicated irobtiAas are sold. • Assets Include, available cash balances• values for We Wormed you of this relationshb when you Bark deposits ay not protected by WC. Money Find shares re protected by SIPC Sea -1185 Numit Serve's restricted sooty (est ), and Global Time Dexisils, opened this atccisie h the cash your knots axe Cadpin4eu Account Protector below. ',realized marks to market and certain assets rot held secasees are boated 31 UM Financial Sweets and rot Only wtole urns maybe held in you account. alma are by the Fen. Does roe Tinge Urptted securities( assets the :wakerg braes, ail you mast make a upon entitled to a partial sod en a result *fad:ANS paymenl LOW yes/ (boast, balances n the bark deposes may be as the end of the prior and nevem statement periods. or Ce any error a arusson to both ferns. a otherwise, the Finn will ether sell paid sees at private nvestmerts, urwested stock option and • As descrbed n the accost agreements. youmust wdokawn ad shares of a Money Fund may be market price a accept an arctell detterrened by a mercisable stock options. noddyis of any tiros or fraud involving checks liaidated and the proceeds returned to you or you registered cleating agency, and credit you accost. sectritin account. • Liebakies atlas debit batances, *sundry margin reflected on your statement within 30days after it was mailed a made amiable. loa-n, credit Int short account balances Fader nkanseon tout available sweep options, Inverlaneret objective, • Cash/money balances. Total of uninvested available • Please direct customer a:reclaims or noires to the The nveanert objectives and risk profile are specific to ncludng current interest rates and yields. it eatable a cash balances, plus deposit balances at affiliated and pin's Client Relations Department at 201.352-1699 each account and may vary between your accosts. a tollaree at 800.354-9103, 8:00 A.M. to 600 P.M www.ubs comrsweepyields, from you Financial Advise ncreaffRated banks, and money market mewl fund Please three the Finn promo& in tatting of aaY sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a by eating KO-7621000. significant change in year financial situation or Chantal Serviceable.. Client Relations Departenert, Non.corrrnodity free o-edit balances in yaw accost re investment objectives Foe each account held. you not segregated from other balances and the Fern may P.O. Bar 766Union City, Id 07087. UN Financial Services account protection choose one of the bellowing invthtment objectives: the Finn is a mentor of the Secures Investor Protectim use any d these first in the ordiwy core of its • All statements shall be deemed complete and Kann • Produce Current frame- Investments seek iwg the busies Mew haidt are payable span your demand. 4 not objected to nsuting withal 60 days. Corporation (sec), wench protects secured% custonwn generation of income Only. of is ambers up to 1500,000 (adding 1250.000 for lit total is added in the cement period closing value. • For TTY services: Cal 844412-0986 or from outside clams for twig explanatory brothse amiable moon • Achieve Capital Appreciation: hvestrrients seeing the US CA1201.352.1495 "0%001 procipal olive than the generation of landing information • in case of errors or quesikre about anelectronic request a al wwwselsoorg. The SWC asset protection lints apply to A accounts that you hold in a partkuler income. For detaged nformatien on the Finis lending predict, herds transit* (Ent bill pentent or LOS Veuredebit • Produce Coma:nation <diatom* and Capital and disclosures, refer to you Client Relationshp cad transactions, ca 800-762-1000, or write to UBS capacey. The Firm, together with ceriaM affiates,has also Appreoabor. Investments seeking both the generation Agreement of Account Agreement and the General F'nantialteeke5 IX., 1000 Barba Bind, 6th flOOr. of 'neome and growth of principal. Tams and Conditions Les Statement of Credit Practices Weehawken, M 07086, Attn: *MAU Serves. purchased supplemental insure*. The mariewn arnate payable to at eligb dims, collective& under acilabk niAgmements andDisclosures at this protection is 1500 million as of Detester 10, 2019. Overall risk profile, www ubt torrinetOrrtilichunni Call or write as soon as you can, 1 you think mai • Conservative. Seeks to rnasitaiwnitial;Thep* with statement Cr RCM* 6 %TON or E you need more Weed to the potty carolixes and linitahons, cash at information Seoul a transfer on the slate em or the fish further protected fce wa to 11.9 million in se bw Sr and volatility to the amuse overall, even if recept. The arm or Card bluer (as appkablth must aggregate for at your accosts held in a particular that means the account does not gate sirdical SDNY_GM_00009770 CONFIDENTIAL EFTA01597437 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9771 CONFIDENTIAL EFTA01597438 UBS Financial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 June 2020 Cr4e70076378570620 Xl 23 VI 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Mont l-bdge Fund Account number: YI 45172 SS Your linancial Advisor: SCOTT STACK MANiLYLE CASRIEL Questions about your statement? Call you Financial AcIviy,r the Value of your account RMA Resourceline at 800-RMA-1000, on May 29 (5) on lune 30 (S) account 02904 5172. Your assets 4,703,195.71 4,841,81&09 limit our webeite: Your liabilities 0.00 0.00 www.Liss.com/ financialservices Value of your account $4,703,195.71 $4,841,818.09 Items for your attention kelp protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth sinvw.annuakreditreportcom. Tracking the value of your account during l020 Value of your x<ount Tho.vsands at year end 2019 14,698,12412 4,841.8 Net deposits and 41.ff,9 1 4,703.2 -$0.01 withdrawal% Your imestrnent return: Change in market value $182,693.98 Value of your account on km 30, 2020 54841,810.09 Dec 2018 Dec 2019 MB' 2020 /VI 2020 SDNY GM 00009772 Member SIPC CW70310007637857 NIM00328666 00004 0620 031952383 Y145172550 111000 Page 1 of 6 CONFIDENTIAL EFTA01597439 Account name: MONTPELIER TRUST Your financial Advisor: *UBS Resource Management Account June 2020 Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 30 a) you( account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 4,841,818.09 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $4,841,818.09 100.00% E Value of your account $4,841,818.09 Eye on the markets Percentage change Index lune 2020 Year to date S&P 500 1.99% -3.08% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S. Aggregate Bond Index 0.63% 6.14% Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0 16% CR870010002637858 NPT300378666 00001 C670 031952383 Y145172550 11MilkiyGRA0000971)gle 2 of 6 CONFIDENTIAL EFTA01597440 Account name: MONTPELIER TRUST Your Nnodal Advisor: Resource Management Account *UBS June 2020 Friendly account name: Mont Hedge Fund Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary lune 2020 (1) Year to date (ii) see Account act/Wry this monthlot decals. Barlte1in your Sweep Options are inducedIn the cpenno and closing [dances vdue. FDIC insurance applies to CPPOSitS at UBS Bank USA and at banks participatirg in the UBS FDIC Insured Deposit Frogarn. It does not /prey to deposes al MS AG, Stamford Branch SIPC Opening account value $4,703,195.71 $4,659,124.12 protection apples to money market sweep fund holdings but rot bank deposits. See lmpottant information about your statement on the tat two paws dI his document for detals. Withdrawals and fees, including investments transferred June 2020 (1) Year to date (1) out 0.00 -0.01 Opening balances $0.00 $0.01 Change in market value 138,622. 38 182,693.98 Subtractions Casing account value $4,841,818.09 $4,841,818.09 Other funds debited 0.O) -0.01 Total subtractions $0.00 -$0.01 Summary of gains and losses Net cash flow $0.00 -$0.01 Yaues reported below exclude pioducis for which gem and losses are not dassied. Closing balances $0.00 $0.00 Realized gains and losses Unrealized lune 2020 (1) Year to date (5) gains and losses(S) Short term 0 00 0.00 264,480 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions Long term 0.00 0.00 198,443.02 about these objectives, disagree with them, or wish to change them, please contact your Total $0.00 $0.00 $462,923.02 Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00009774 ChP7001C007071359 Nr000328666 COCOS 0620 031952383 Yi a517250711000 Page 3 of 6 CONFIDENTIAL EFTA01597441 *UBS Your notes Cf47COIC007637460 N4003326666 COON 062O 03, 952 Me Vt 4t)}SSO1 I k4ItiyGm00,001)•,)• 4 of 6 CONFIDENTIAL EFTA01597442 Account name: MONTPELIER TRUST Resource Management Account Your N needed Advisor: I UBS June 2020 Friendly account name:Mont Hedge Fund Account number: Y1 45172 55 SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current values shorn may be apprommate As a result. gains and losses mai not be accurately reflected. See Smponanonformation about your statement a the end of this document for more Information. Non-traditional envile equty funds, Hedge funds, and other investments are held in your u85 Financial Services Inc (UBS Estimates of value supped by issuers of certain programs (witch are generally 'net asset value' estimates) FS) brokerage account The poPetions reported below reflect the records of the issuers, and U85 FS does rot are shown as • issuer est value per unit' For Privae miry fund, 'Est value per urit• is a value updated glarantet the accuracy of the Information. The value shown is not necessarily the value you would receive quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by acting from the issuer if you ad 0 the assets. Funds actively sold b7 UBS FS are subject to ongoing due dligenCe, capita calls and subtracting dstrlbutions since the NAY date. The NAV is primarily based on esunated although the level perform(' may vary A dneed fund may be 'tided to no °noting cabgence. A fund that port faro values provided by the underlying fund sponsor. These two values may vary because of differences you purChaSed elsewhere may never hale been sutiect to UBS FS cfloence, although UBS FS may receive a in the way they were estimated and because the • Third party est. value per unit* fray have been prepared lee from the fund's manager, which may constitute a ma)orily of the managemenvincentive lee. Please on the basis of financial information other than yearend. Reputed estimates may not reflect resale, contact your Financial Advisor with questions. • Eq. value per unit• is an estimate of value supplied by an liquidation a repurchase value, if any, and may rot reflect dst Moutons of canal until the next valuation is independent valuation firm and reflects adjustments for factors such as the bquidty of the urits. reported, viler*, on an annual or seal-annual basis See Important infatuation aboutyogi statement at the end or this statement. Hedge funds Purchase pier Number Average vice Client Cost Price per share Value on Unrealized OM truestment HOICIng Had ng of shares per share (s) investment (3) bash (S) on Jun 30 (S) tun 30 d) caln or losS returnCP period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 93112020 Trade date: May 29, 20 1,550,000.00 1,550,00000 1.000 1,802,216.00 252,216.00 ST ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 93112020 Trade date: May 29, 20 82,75800 82,755.00 1.000 95,019.00 12264.00 ST ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 93112020 Trade date: Dec 18, 18 1,750,003.00 1,750,00000 1 003 1999,942.00 249,942.00 LT GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO0931/20 Trade date: Jan 28, 19 2,005220 496.773 996,140.07 996,140.07 471 091 944,641.09 .61,498.98 .51,498 98 LT Total $4,378,195.07 59,378,895.07 $4,841,818.09 $462,923.02 -$51,498.98 SDNY GM 00009776 041001C0070 7851 nie7000328666 00034 0620 031952383 YI 451 72550 it 000 Page S of 6 CONFIDENTIAL EFTA01597443 (SUBS Resource Management Account June 2020 Account name: MON1PEUER TRUST Friendly account name:Mont Kedge Fund Account number Y1 45172 S5 Your fi model Advisor. SCOTT STACK MANLYLE CASRIEL Your assets (con trued) Your total assets Percentage d Cost Ellrnated Unrealized Value on Jim 30 (5) your account basis (51 annual income (5) 93n or loss (5) Non.traditional Hedge funds 4.841218.09 100.00% 4,378,895.07 462,923.02 Total $4,841,818.09 100.00% $4,378,895.07 $462,923.02 CW70010307637862 N87000328666 0000t 0620 031952383 YI 45172550 11 gyteGmopoggAgge 6 of 6 End of statement for account number VI 45172 55 CONFIDENTIAL EFTA01597444 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial hear from ycuno later than 60 days after the Firm capacity. A fug copy of the polio; wadng is availitile income or reams and may not keep pace web e a mutter of all prixipal snaky, convey* tent you the fret statement on which the east or soon reams. inflation andoptions exchanges UBS Financial Services and UBS pobtem appeared. • Moderate: Waling to accept sane risk to principal and Bank USA are indirect absklaies of 1185 AG and — Provide you- name ad account number (4 any). Nether fie SIPC protection nor the supplemental tolerate some volality to seek higher returns affiliates of LEG Stones U.C. 71* f inn's financial — Dew be Ow OfRN or IS trend., you se insure protection appear to: • Aggresske: Willing to except hit risk to primeval and statement is available eon request. the Fire's execute* about, and avian as clearly as you can why you • Certain financial assets controlled by (and ixbded in Offices are at: bit,nob, to seek highMUTH Over time. believe it is an error a why you MOO more your account value) but held away from UBS TillterCig • franostawnt Welly Conaeleration: If selected a information. Services. For Nam* certain (0 insurance prodals. portion of the portfolio for That acorn may include UBS Finarxial Services Sex. — Provide the dolt. amount of the suspected error. inducing variable ama(n. and 6i) shares of mie* COrnplex strategies, limited liquidly and greater 1200 Harbor Boulevard funds registered in the name of the axon holder on wish*. Weehawken NJ 07086 The Firma Cad Issuer will investigate yam complaint the books of the issuer or transfer egad; and will correct ay error premptly for akged errors • hvestment 0:Orates or mestment interests W.g., Statement "bouseltoldiror This statement represents the onbr officialrecord of you. Solving UBS Visandebi cad transactions 4 we take Imbed partnerships and private placements) that are We may consoMiate d1related account statements wFh Les Financial Services account. Critter records, /wept more than 10 busiest days to do this, we will anti not matured under the Securities Act of 1933; the same address in the same eriveksw• e g. because official lac documents, contanng confiding data should you accord la lho renoun you think is in error. so that • Cannodities convects (e.g., foreign exchange and they have owners who also mantas joie accent roe be relied upon. Ilyou be4eve there ban error a you will have the use of the money during the tine it precious metal contracts). includig 'utast contracts relarionships mth other clients at the same acidness. tf ornesion, please report it immediately in twin; to the takes us to complete 02 inniligaton. and cornualty opal contracts, you prefer to receive ndividual statements mailed n Branch Manager of the office serving your account. • Societies on loan toU85 Ft-uncial Services; and separate envelopes, yo., May decline househokkg by Please make all checks payable lo the Firm or the • Depose accounts (except owlif juges of &Pail) at 1.85 Clang your Financial Advisor. Altough all lives shown re intended to be accurate, financial rindul6n indicated on the front of this Bank USA, UM AG U.S. branches and barks in the statement data shouldnot be used for to purposes. Rey statement In addition to regular account fees, accounts FDIC Insured Deposit Progran. Friendly account name sold/ on yearend lax kerns 6.4., form 1099, 5498, may be selaret to mantenarce fees charges for late The SIPC protection and the suppler/mut protection do The Friendly account fume is a customizable 'tn.:knave' 10425, etc) when preparing your tat return. The Fern 6 payment for securities purchases and charges fa tread not apply to these assets even if they otherwise appear chosen by you to assist you with your recordkeming. redired by law to report to the IRS all taxable dnidords, amounts n cash accounts. Accounts that are transferred on you statements. The SiC WOLKtion and the his no legal effect on your account, is not intended to reportable ma-taxable dividends and laxable interest to other nStiluICOS my be subject to a transfer fee. supplemental protection do not protect against changes felled ay strte9Y. Product recceemendanon. end on secants hey rerun recant net proceeds in the maket value of you investments (whether as a imatment objective a risk prof de associated virki you- on sale tunsactons, and cost basis on erten covered MS Sweep Options result of market movement issuer bankruptcy a rau -its. and is not a promise a garnet leat we*, seasities UBS often options for sweepreg cash balances to bark otherwise). or any I inancia results. can or MI6. achieved. All deposit accants at nasalhated banks and affiliated investment. extant the risk of Ion, nicking the risk of Cconmunications with the Firm banks and money market mutual funds (Money funds). Dividend Reinvestment Programs (DRIP) loss of the retie investment. You can change your • Rene re-corium any oral communkations n writing Deposit accounts at IBS Bat USA and non-affiated Thi price reflected is an average prof You may °blew, Bendy account names through Online Services a by to further primed your rights, including your rights banks panicipaing en the UBS FDIC-mused Deposit the smut price from you Financial Adviser. Only whole contacting your Financial Advisor. under the Securities investor Protection Act OSA). Program are FDIC-insured it accordance with FDIC rules. shares are purchased under DRIP: Pantie' thaw will be • I the fmanc 41intaution on the icy lett of the Had For mat Hamelkm, plena visit nwm.fde.gay. Deposit std and the cash wit be deposited in you accost The Apeman overview of this statement isnot Les Financial Services. tEl accounts at UBS AG Stamford Branch and shares of dmidendreenestment price supplied by the issuer may • Value of yeas wountIportiofica Net of assets and Financial Services carries your account as clearing Money Funds are not nandby the FDIC. differ from the mark* price at which Ow partial sham liabilities baker by aerangement with the indicated Praeution are sold. • Assets Includes available cash balances, values for We Wormed you of this relationshb when you Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. restricted security test X and Global Time DIPOSPS, opened this accost. In the cases your funds aid Cash•intieu Accord Protector below. trstalinsi mats 10 market and certain assets rot held seasities are located at UBS Financial Services and rot Only whole unks maybe held in yaw account. F you are by the Fim. Does not nciacie °flatted securitieseassets the nvolaceg broker, rd you mist nuke a report entitled a aomi* inil m a result of a dividend paymenl at the end of the pea and turn stateerent periods. or of an/ error a mown to both fns. t an you rapist, tames in the bark deposes may be or otherwise, the Firm will ether sea panel Waif at private ilVOSITOMS, invested gock options and • As desorbed n the accornt evieents, youmust wridrann. ad shares of a Money Fund may be market p-ice a accept an mart deterrrelvd by a ...tut* stock options. realityus of any *nal or fraud involving checks liaidated• end the proceeds retuned to you or you- registered <burg agency, and credit you account. sectritin account. • Saul Nelda debit balances, cutsundrg margin reflected onput statement with:" 30 days after it was mailed or made mutable. bas. credit lie, short *cant balances Father Samson about available sweep options, Investanent objective, • Cashmoney balances Total of uninvested available • Please direct custom& carotenes or inzuries to the The i'westrnent objeclires and risk profile are specific to cash balances, plus deposit balances at affiliated and Finis Client Relations Department at 201.352-1699 roludng current interest rates and yields. is avaeable* each account and may vary between you- accanh. www.uas comrsweepyields, from yam P nand* Advisor napallikatecl banks, ad money market naval fund a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. Please arise the frill(WWI* in renting of ay sweep balances, at the close of the statement period. ET Monday through Friday. or in writing to 1.85 a. by calIng 8C0-762-1000. significant change in your financial situation or f inancul Service IN.. Client Relations Department NoniCorrrnOdey free credit balances in yaw *cart ate investment objectives. For each account helot you not segegated from other balances and the Fen may P.O. Bar 766 Union City, ha 07067. UN Financial Services account protection choose one of the following invntment objectives: The Finn is of the Securein investor Protection use any rid these funds in the ordinay passe of its • All statements shall be deemed comp** and accuse • Produce Current Income- Investments *Sig the tans Mow find, re payable upon your Bernard 4 not objected to itwaiirng within 60 days Corporation (sro, which protects sea:rein customen generation of income only. of is frherberS up to 1%4000 tindading 5250,000 for We total s irpiaded in the anent period closing value. • For TFY services: Cal 844412-0986 or from outside clams for cas0 explanatory brochure amiable upon • Achieve Capital Appreciation: Investments seeking the US Call201-352-1495 growth of onePal(Awe than the generation of Una* information • In case of errors a cueslions about an electronic request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular income. For *take, information on the Finis lading practices lords transfer (UM bill payment or UBS Vide debit • Procter* Combination ofIncome and Capital tad disc Mutes refer to your Client Rolatromhp cad transactions, cal 800-762-1000. or write to UBS capathy. The Firm, together with certain athletes, has also Appreciation Investments seeking both the generation Agreement or Account Agreement and the General F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. of income and growth of principal. Terms and Condition; Les Statement of Credit Practices Weehawken, id 07086, Attn: RIMISSA Services. purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under available in Apeements andDiscbsures at this protection is SSOO million as of December 10, 2019. Overall risk profilea www rib conslankarrstranchurros Call or write as Won as you can, 4 you think ma, • Consenweve. Seeks to mantas nelal prin.* with statement a receipt is wag or e you need more Wane to the policy condiions and lititaicen, cash at information Seoul a transfer on the sinners a theFinn es aster protected fa up to 11.9 minim in tie bw Sc and wink to the account overall, even if we've The Fern a Card bluer (as appkable) must for at your account held in a particular that mum the secant does not generate signifiers SDNY_GM_00009778 CONFIDENTIAL EFTA01597445 Important information about your statement (continued) Yin assets — For certain sectrees trading in nonconforming • Est. (estimated) income, current yields and rates. - Our affiliates also receive trading CPTIlliSSiOrd ad Vow natement ermines securities and other assets held denemhatons. mice argil quantity (lace hake) may An ennuie of anal i come in bawd on anent other compensation from mutual funds and mutant.* in the accant a the end of the statement period. You have been adjusted to facilitate proper valuation. divided and nterest rates, assuming the shanties will companies whose products we distrbute. may ask for delneY of fully pad seaMties at anytime. To obtain current quasi:ens, when haltIe contact be hen for cre yea from statement date or until - We receive cone ensal ion fromUK Brie USA, UM You may receive wastes used as loan tetanal alter your 'mix id Advil«. matuney. The estmate is ion bp a guideler; accuracy AO Stmtord Branch. nd nonaffiliated bares pang any balance <Le on them. Am securities and continued income are not guaranteed. through our cash sweep brogans. This ~erred to the film dreg the statement period are • Private headmen and ~awed products. — Estimated arnual acre wed cement yield for anwertialen may be a mean* per account foe or listed at market value as of the end of the statement Private Mesa-nerd securities (exuding dreCt certain types of mashes coed include a return of may be a percentage of average daily deposal perkd. PaehdialenInward and real estate nvestment trott principal cr septa' gain in which caw the est. batman. • Cost bath, ludelmnnirg the cost basis of the teturited and structured products are generat' hgtity income (aid dirndl Welch would be overstated. se:train included in this statement, where indicated diceud Certain structeed products haw not been — Estimated aria name and current yield ad the Activity wit the number 'I,' UBS Enantal Senkos has relied registered with the Securtin and Exchanges actual income and yield might be lower or higher Information regarding cornmeal:a and other charge on information obtained iron sources ester than LES Commession or under ary state securities laws. We than the %tented amounts incurred in wriest ion with te exoutiOn of trade, Financial Strokes, irekxling inonnalion km another provide *alienated takes for pinto imminent — An Mims of arnualized income (dividend anda includng option transactions has been kluded on Ism or that you ma/hawprovided to you Fnancial wanes and structired products for ramnational interest) derided by the current mate confirmations previously furnished lo you, and will be Advisor. The Firm does no. indeperdotly verify or oat. Acancy is not guaranteed. valearaverage balance is based on the last dividend provided to you promptly on regent. garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services = valets may differ "-bumially from prices, any, at which a private nvestment secudya or merest payment made by the isiver and Short selling MIMS* sectabies1~ will be held for or.. h ackleco, although LESS Financial Strikes gents" structured product maybe bce4 4 or sold and do year from the statement date or um' matuity. If )CO ar• engaged in short selling a 'suety, you may testate, this reformation as it is received, the Fem not reCesa segment the va you may receive Accuracy and connued yield se not gavanteett hour a charge due to certainborrowing costs for that does rot provide any assurances tat the information upon liquidation particular astray. under -Cost base' ard -Urvealetd gallon' is — Thrd party estimates of value are as of • Assets not held by UBS Pinndal Sodas. Cenan accurate as of the date of this statement. As such, date and are supplied to UBSFinakeal Sentes on a assets are not held by the Fern and not withn the Open orders phase do not rely on tit information bake regis basis by an independent valuation firm Fern's possession or control. These assels are Regarding open or egood.ticarxellecr orders that purchase a sale decisians, for tar purposes a — issuer, general partnern sponsor estimated vales, displayed on you gateman' For reformational were not neared by the statement date open buy and rd nil...Q. Accounts cambered to the finn may il enl, are ~fed to the Firm by the issuer. purposes only. Positions ad vales presented are tel stop orders re replaced by the mount of &Merck ref beet %W West ire°tension only for the period of general partner or sponsor arid may be calculated provided by te issung fem. UBS f nancial Services is or nghts on an ex. Olden* ix ex-rights date Men tine they se herb the Fim. More historical based on different information from tat used by not respamble for this inkerriatm and does not instructed otherwise by you. You are reap:amble for information can be added by year Financial Advisor. third panes to derive thee estmaied values. guarantee els '<curry. Thew assets are not protected orden that are executed due to your failure to cancel • neaten:ad gainsflesses. When data is available, — You can dxain additional infomation regardng by SIPC or re Finn's supgernemal 51K coverage. existing open orders. Sensed In-raked ganntosses are cakubted for the ~hobby& used to determine the estimate of rdividul security lots. The transaction data for value and te date of tie info-matkin that a the • Rasserve sharing and additional oorrepensation. Privacy ndffdeal bis may or may not reflect canmissims, basis for the estimate by contactigyour Financial - h ~ice to recurrent on sales and 12b.l fees To obtain a copy of ox current Client Privacy Notice, doges ace security reorgandation tents Ad tor. recent-O n connedco with the disobson of mutual phase corned yam Financial Advise «visit or webs.* Dividend and other ?investment lots and systematic — Third party estimated makes may be reflected as fads to as clients we andlor or attikate receive at WWW SAS COTTeiVolCVDskv. PANKOW lots re each combined to dePlaY one 'Ng priced' in several etuatkre: when in revere. sharing ~eras from distrbuton anclor - U3S Final-Kist Sink", is rot a bark. The RMA. Business averaged lot, The 'Trade date' totempresents the • dent valuation fem has not supplied a is advisors of the nusal KOS Mat we sell. These Service, Account BSA and AMA are brokerage original transaction trade date. unable to assign a value when we become aware manta are based on two deferent corriponents: CO accounts wench provide access to baring services and • Callable marithes Bonds and preferred stock that that a material event has occvrod that may call a the moue of sales by LES of a pancular initial products ihr~ avangements with affilifried banks the issuer cats for ray redemption wit be selected presiausbe repotted vala into question, Cr when a fired famity Se our clients; and G0 the asset vex of a and otter lined-pat, barks, and provides access to imparbabe by lot from among al ware« of that value would be highly speculative the to the nature particular mutual fad family's shares held at te nominee and enmity produces issued by unaffiliated 6SLe held in our rase or n nominee name for or of the security. lem. thirdparty estate companies trout instare clients. Call feature information is obtained from third — When neither an issuer, general partner or sponsor - We ad ow affiliate also receive network rig and agency subsidiaries of UBSfinancial Services hc. patties and es accuracy is not guaranteed. Oder all metaled value nar a 0wd•paty estemated value is melbas goosing fees n consideration for wander - hvestment, murnid, ad saucy products. features may exist Moth could affect yield; complete ponied, the vale of the searity wal be &Inert agera wares that we provide to the reseal funds - Not FIX insured • No bark guarantee* May base vela information wit be provided upon relent from as puthaw take Those fees genera/by am paid from investor assets in - IMA Inouye Management Account Dustless • Price/value. Pekesdeployed la securities and other — tgrbutcns to date may elude mum of the ~tun fund and se a ficed dollar xenon based Services Account BSA. IRMA and intonational Resource produce maybe higher or lower tend* price that capital, ixome or both on the nunhood accomts at the bnaterdealer Manzgemera Account are registered service mats of you would actually recent in the market. Prim re — • Orgnal ink size represents the heel offering holdng maul funds of tat fund family. U3S Frundat Service Inc. obtained from various third party sources which we Price per ont ad may not refled your cop basis - h addition to commissions masked inane/notion - VISA is a registered trademark owned by V/S3 believe to be reliable, but we do not guarantee thee — OPP and united REfr securers are not listed on a with the tale or distrbutm of ~way convicts and international Service Association and used under accuracy. national securities octunge and are generally emit rnestrnent trust urns to ou slier" we ardor Ions., The LOS Via cede cards and te LES Visa — We genera, use eve eking price when available a illiquid and even i they can be sold. the price as affiliate f«.?6, ream* sharing ~Madan debit cards are issued by Ungar* USA with the mean of the hd and ask prices la listed received may be less tan the per spire estmaled from many of the nsurance companies underwriting permission from Via U.S.A. Incorpraled. All other securities and options «cob, bid prices for OTC value voided in the account statement. the a-nuity contracts, afffiates o: the instance oedemata, registered trademarks, service marks ad sea/Mies. ~runes or sporron e he unit niestmerd trusts renewed service marks are of their respective — Less activey traded securities maybe priced using a • Restricted securities. Restricted secrets genera»), we ditnbute. ompanies. vabatun model a the most recent peke we are not orrently eighe la pubic sale UBSFinanoal — h addition to commissions received from the aimed and may not reflect an actual market price Services uses the market price of the trrestricted stock purchase and sale of NectShares hinds we ardor ar UN financial Services Inc Rev. 2O2OO2 o vabe. of the same issuer a an 'reputed value for the affiliate receive an asset-based revenue sharing — Cotan positions may appear *Moe a price and restricted stork for swoons of this dormers only. To payment from ~Rum disktmors. as ma as will show aspeke was not available if we are te count that restricted sectrities are eligible for sale, funding for technology development trainig and unable to *tan a price for a security. te vibe received may be tubstantially ins than the education. — Deposits or searifies denominated n curroxies imputed vaks shown. other tan U.S. dalas re reflected a the exchange rate as of te statement date. SDNY_GM_OOOO9779 CONFIDENTIAL EFTA01597446